We are live on ! Find out more
COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$52.9M
Cap. Flow
+$16.5M
Cap. Flow %
2.08%
Top 10 Hldgs %
51.29%
Holding
282
New
2
Increased
37
Reduced
175
Closed
33

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.9M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$13.9M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$10.7M

Top Sells

1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13M
2
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$12.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.52M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.13M

Sector Composition

1 Technology 3.2%
2 Healthcare 2.36%
3 Consumer Discretionary 2.04%
4 Financials 1.43%
5 Communication Services 1.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUM icon
1
iShares MSCI USA Momentum Factor ETF
MTUM
$25.7B
$76.7M 9.7%
520,676
+251,293
+93% +$35.9M
GSIE icon
2
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.87B
$54.7M 6.92%
1,944,370
+661,749
+52% +$18.6M
BNDX icon
3
Vanguard Total International Bond ETF
BNDX
$82.3B
$50.7M 6.4%
870,649
+239,101
+38% +$13.9M
BND icon
4
Vanguard Total Bond Market
BND
$159B
$38M 4.8%
430,688
+2,516
+0.6% +$223K
QUAL icon
5
iShares MSCI USA Quality Factor ETF
QUAL
$46.2B
$35.6M 4.49%
342,789
+152,307
+80% +$15.6M
VTIP icon
6
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$35M 4.42%
685,434
+207,676
+43% +$10.5M
USMV icon
7
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$31.6M 3.99%
496,004
+83,416
+20% +$5.29M
SHY icon
8
iShares 1-3 Year Treasury Bond ETF
SHY
$25.8B
$30.5M 3.85%
352,545
-67,831
-16% -$5.87M
EFAV icon
9
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.23B
$28M 3.54%
411,172
+156,769
+62% +$10.7M
FLRN icon
10
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$25.2M 3.18%
822,588
+331,410
+67% +$10.1M
VGIT icon
11
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$23.2M 2.94%
329,702
+119,219
+57% +$8.41M
GEM icon
12
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$22.3M 2.82%
681,463
+268,867
+65% +$8.86M
VCIT icon
13
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
$20.9M 2.64%
218,422
+57,134
+35% +$5.49M
EMB icon
14
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$18.2M 2.3%
164,379
+21,079
+15% +$2.37M
VLUE icon
15
iShares MSCI USA Value Factor ETF
VLUE
$9.65B
$13M 1.64%
176,284
+25,250
+17% +$1.88M
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$12.3M 1.56%
36,779
-34,643
-49% -$11.5M
EEMV icon
17
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.41B
$11.6M 1.46%
209,409
+106,119
+103% +$5.86M
AAPL icon
18
Apple
AAPL
$4.9T
$7.88M 1%
68,024
-12,096
-15% -$1.32M
FNDA icon
19
Schwab Fundamental US Small Company Index ETF
FNDA
$9.22B
$7.82M 0.99%
473,150
-298,566
-39% -$5.01M
MSFT icon
20
Microsoft
MSFT
$2.91T
$5.97M 0.75%
28,377
-2,047
-7% -$430K
AMZN icon
21
Amazon
AMZN
$2.67T
$5.4M 0.68%
34,300
-2,920
-8% -$460K
IEFA icon
22
iShares Core MSCI EAFE ETF
IEFA
$186B
$5.39M 0.68%
89,465
-214,770
-71% -$13M
IVV icon
23
iShares Core S&P 500 ETF
IVV
$884B
$5.25M 0.66%
15,619
-7,606
-33% -$2.53M
XLV icon
24
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
$5.19M 0.66%
49,183
-5,972
-11% -$629K
SCHX icon
25
Schwab US Large- Cap ETF
SCHX
$71.9B
$5.04M 0.64%
374,832
-490,824
-57% -$6.52M
1
2 3 4 5

Similar funds

HPCM
High Pointe Capital Management Chicago, Illinois $139M AUM 24.99% 1-Year Est. Return
FFA
Freedman Financial Associates Peabody, Massachusetts $145M AUM 6.97% 1-Year Est. Return
TC
Tatro Capital Lexington, Kentucky $134M AUM 3.29% 1-Year Est. Return
NWM
Nauset Wealth Management Westport, Connecticut $126M AUM
KCA
Karn Couzens & Associates Farmington, Connecticut $157M AUM 11.36% 1-Year Est. Return
SIS
SVB Investment Services Salt Lake City, Utah $161M AUM 4.97% 1-Year Est. Return
MWM
Midwest Wealth Management Indianapolis, Indiana $165M AUM 19.98% 1-Year Est. Return
RCM
RVB Capital Management Great Neck, New York $117M AUM 17.05% 1-Year Est. Return

Capital One Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Capital One Financial held 282 positions worth $791M, up 7.2% from $739M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital One Financial's Q3 2020 filing shows 2 new, 37 increased, 175 reduced and 33 closed positions. Its largest new stake was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K. The largest sale was iShares Core MSCI EAFE ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2020 buy was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $35.9M increase.
  • Capital One Financial's biggest Q3 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $13M.
  • Capital One Financial fully exited Vanguard Short-Term Treasury ETF in Q3 2020, selling an estimated $2.7M.
  • Capital One Financial's ten largest holdings make up 51% of its $791M portfolio in Q3 2020.
  • Capital One Financial opened 2 new positions and closed 33 in Q3 2020.
  • Capital One Financial's portfolio value rose 7.2% quarter-over-quarter to $791M.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.