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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+8.13%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$751M
AUM Growth
-$40.6M
Cap. Flow
-$96.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
52.84%
Holding
260
New
11
Increased
29
Reduced
139
Closed
67

Top Buys

1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$20.4M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$19.2M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$12.8M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$7.73M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.31M

Top Sells

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$10.2M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$8.5M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.56M

Sector Composition

1 Technology 2.19%
2 Healthcare 1.24%
3 Consumer Discretionary 1.1%
4 Energy 0.87%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUM icon
1
iShares MSCI USA Momentum Factor ETF
MTUM
$25.9B
$62.4M 8.31%
387,037
-133,639
-26% -$20.5M
GSIE icon
2
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.87B
$57.2M 7.62%
1,794,558
-149,812
-8% -$4.48M
BNDX icon
3
Vanguard Total International Bond ETF
BNDX
$82.2B
$43.4M 5.78%
741,157
-129,492
-15% -$7.56M
QUAL icon
4
iShares MSCI USA Quality Factor ETF
QUAL
$46.2B
$41.3M 5.5%
355,578
+12,789
+4% +$1.41M
USMV icon
5
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$36.4M 4.85%
536,908
+40,904
+8% +$2.69M
VLUE icon
6
iShares MSCI USA Value Factor ETF
VLUE
$9.71B
$35.8M 4.77%
412,467
+236,183
+134% +$19.2M
EFAV icon
7
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$35.5M 4.73%
484,233
+73,061
+18% +$5.15M
BND icon
8
Vanguard Total Bond Market
BND
$159B
$34.6M 4.6%
391,977
-38,711
-9% -$3.41M
GEM icon
9
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.64B
$25.2M 3.35%
659,626
-21,837
-3% -$774K
VCIT icon
10
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
$24.8M 3.31%
255,561
+37,139
+17% +$3.58M
VTIP icon
11
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$24.8M 3.3%
484,715
-200,719
-29% -$10.2M
USIG icon
12
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$20.6M 2.75%
+332,973
New +$20.4M
FLRN icon
13
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$19.9M 2.65%
650,394
-172,194
-21% -$5.27M
SHY icon
14
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$18.1M 2.41%
209,460
-143,085
-41% -$12.4M
EEMV icon
15
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.43B
$14.8M 1.98%
243,058
+33,649
+16% +$1.96M
VGIT icon
16
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$14.4M 1.92%
208,144
-121,558
-37% -$8.5M
EMB icon
17
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$13.6M 1.82%
117,722
-46,657
-28% -$5.28M
TIP icon
18
iShares TIPS Bond ETF
TIP
$14.5B
$13M 1.73%
+101,590
New +$12.8M
VTEB icon
19
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.6B
$12.5M 1.66%
226,427
+141,524
+167% +$7.73M
SHM icon
20
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$8.34M 1.11%
167,521
+88,156
+111% +$4.39M
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$8.09M 1.08%
21,648
-15,131
-41% -$5.37M
GOVT icon
22
iShares US Treasury Bond ETF
GOVT
$43.7B
$7.52M 1%
275,999
+264,969
+2,402% +$7.31M
FNDA icon
23
Schwab Fundamental US Small Company Index ETF
FNDA
$9.23B
$7.43M 0.99%
346,026
-127,124
-27% -$2.45M
INTF icon
24
iShares International Equity Factor ETF
INTF
$3.5B
$6.61M 0.88%
243,249
+116,622
+92% +$2.99M
AAPL icon
25
Apple
AAPL
$4.85T
$6.27M 0.84%
47,276
-20,748
-31% -$2.5M
1
2 3 4 5

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Capital One Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Capital One Financial held 260 positions worth $751M, down 5.1% from $791M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial withdrew a net $96.1M in Q4 2020, closing 67 positions and reducing 139 holdings. Its most notable exit was Schwab US Large- Cap ETF, an estimated $5.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capital One Financial opened a new position in iShares Broad USD Investment Grade Corporate Bond ETF worth $20.6M.

  • Capital One Financial's largest Q4 2020 buy was iShares Broad USD Investment Grade Corporate Bond ETF: 332,973 shares worth $20.6M.
  • Capital One Financial added most to iShares MSCI USA Value Factor ETF in Q4 2020, an estimated $19.2M increase.
  • Capital One Financial's biggest Q4 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $20.5M.
  • Capital One Financial fully exited Schwab US Large- Cap ETF in Q4 2020, selling an estimated $5.04M.
  • Capital One Financial's ten largest holdings make up 53% of its $751M portfolio in Q4 2020.
  • Capital One Financial opened 11 new positions and closed 67 in Q4 2020.
  • Capital One Financial's portfolio value fell 5.1% quarter-over-quarter to $751M.

Based on Capital One Financial's 13F filing for Q4 2020, filed 11 Feb 2021.