Capital One Financial’s Goldman Sachs ActiveBeta Emerging Markets Equity ETF GEM Stock Holding History

Capital One Financial’s Portfolio GEM Stock Details GEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	$3.1M	Sell	91,413 -526,709	-85%	-$18.7M	2.19%	13
2021 Q4	$22.9M	Sell	618,122 -2,240	-0.4%	-$83.2K	2.76%	10
2021 Q3	$23M	Sell	620,362 -31,702	-5%	-$1.23M	2.84%	11
2021 Q2	$26.6M	Sell	652,064 -12,388	-2%	-$501K	3.23%	10
2021 Q1	$26.2M	Buy	664,452 +4,826	+0.7%	+$193K	3.4%	10
2020 Q4	$25.2M	Sell	659,626 -21,837	-3%	-$774K	3.35%	9
2020 Q3	$22.3M	Buy	681,463 +268,867	+65%	+$8.86M	2.82%	12
2020 Q2	$12.5M	Buy	412,596 +135,825	+49%	+$3.89M	1.69%	17
2020 Q1	$7.24M	Buy	+276,771	New	+$8.72M	1.17%	23

Other funds holding GEM

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

SWM

SigFig Wealth Management San Francisco, California $3.77B AUM 15.99% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

HTC

Haverford Trust Company Radnor, Pennsylvania $11.6B AUM 18.97% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Spinnaker Trust Portland, Maine $2.06B AUM 24.94% 1-Year Est. Return

1WM

1900 Wealth Management San Antonio, Texas $1.8B AUM 19.39% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Capital One Financial's GEM Position: Q1 2022 in Review

Capital One Financial reduced its Goldman Sachs ActiveBeta Emerging Markets Equity ETF (GEM) stake by 85% in Q1 2022, selling an estimated $18.7M and leaving 91,413 shares worth $3.1M. The position accounts for 2.19% of the portfolio, ranked #13.

Capital One Financial first reported a position in GEM in Q1 2020 and has held it in 9 quarters since. The position peaked at $26.6M in Q2 2021. 156 funds tracked by Wall St. Rank hold GEM as of Q1 2022.

Capital One Financial held 91,413 shares of Goldman Sachs ActiveBeta Emerging Markets Equity ETF worth $3.1M as of Q1 2022.
Capital One Financial sold 526,709 Goldman Sachs ActiveBeta Emerging Markets Equity ETF shares in Q1 2022, an estimated $18.7M.
Goldman Sachs ActiveBeta Emerging Markets Equity ETF made up 2.19% of Capital One Financial's portfolio in Q1 2022, its #13 holding.
Capital One Financial first reported a position in Goldman Sachs ActiveBeta Emerging Markets Equity ETF in Q1 2020 and has held it in 9 quarters since.
Capital One Financial's Goldman Sachs ActiveBeta Emerging Markets Equity ETF position peaked at $26.6M in Q2 2021.
156 funds tracked by Wall St. Rank held Goldman Sachs ActiveBeta Emerging Markets Equity ETF as of Q1 2022.

Based on Capital One Financial's 13F filing for Q1 2022, filed 13 Apr 2022.