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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$739M
AUM Growth
+$119M
Cap. Flow
+$40M
Cap. Flow %
5.42%
Top 10 Hldgs %
38.83%
Holding
305
New
9
Increased
73
Reduced
164
Closed
25

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$15.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$9.84M
4
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$8.63M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.91M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$4.19M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.97M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.92M
4
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$3.21M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.82M

Sector Composition

Rank Sector Weight
1 Technology 3.42%
2 Healthcare 2.53%
3 Consumer Discretionary 2.16%
4 Financials 1.72%
5 Energy 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
201
GE Aerospace
GE
$396B
$439K 0.06%
12,908
-1,073
-8% -$36.2K
VT icon
202
Vanguard Total World Stock ETF
VT
$79.2B
$419K 0.06%
5,604
-1,602
-22% -$113K
IWB icon
203
iShares Russell 1000 ETF
IWB
$49.8B
$413K 0.06%
2,407
-1,106
-31% -$179K
PAYX icon
204
Paychex
PAYX
$42.1B
$413K 0.06%
5,453
-3,139
-37% -$218K
FPE icon
205
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$403K 0.05%
21,856
-18,814
-46% -$340K
ESGD icon
206
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$399K 0.05%
6,579
– –
FHLC icon
207
Fidelity MSCI Health Care Index ETF
FHLC
$3.32B
$393K 0.05%
7,888
-7,113
-47% -$345K
GILD icon
208
Gilead Sciences
GILD
$164B
$392K 0.05%
5,095
-1,962
-28% -$150K
XLU icon
209
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$390K 0.05%
13,836
-2,000
-13% -$57.7K
MO icon
210
Altria Group
MO
$114B
$389K 0.05%
9,906
-3,186
-24% -$124K
SOXX icon
211
iShares Semiconductor ETF
SOXX
$47.6B
$377K 0.05%
+4,170
New +$337K
LULU icon
212
lululemon athletica
LULU
$14B
$372K 0.05%
1,192
-115
-9% -$29.4K
BSJL
213
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$368K 0.05%
16,200
+1,200
+8% +$27.1K
EWX icon
214
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$684M
$360K 0.05%
8,810
+1,328
+18% +$49.8K
SUSA icon
215
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$355K 0.05%
5,306
– –
IGIB icon
216
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$352K 0.05%
5,824
-6,344
-52% -$370K
ORCL icon
217
Oracle
ORCL
$416B
$351K 0.05%
6,355
-204
-3% -$10.8K
MBB icon
218
iShares MBS ETF
MBB
$39.1B
$348K 0.05%
3,148
-3,494
-53% -$387K
IBMO icon
219
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
$347K 0.05%
12,998
– –
EEMS icon
220
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$367M
$346K 0.05%
8,850
-1,878
-18% -$67.3K
QQQ icon
221
Invesco QQQ Trust
QQQ
$480B
$345K 0.05%
1,392
+105
+8% +$23.5K
KKR icon
222
KKR & Co
KKR
$94.9B
$343K 0.05%
11,120
– –
ECL icon
223
Ecolab
ECL
$80.3B
$339K 0.05%
1,705
-954
-36% -$185K
FXU icon
224
First Trust Utilities AlphaDEX Fund
FXU
$821M
$339K 0.05%
13,157
-122,001
-90% -$3.21M
ITOT icon
225
iShares Core S&P Total US Stock Market ETF
ITOT
$97.3B
$336K 0.05%
4,844
-4,722
-49% -$309K
7 8
9
10 11

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FFA
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TC
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NWM
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KCA
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SIS
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MWM
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RCM
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Capital One Financial's Q2 2020 Portfolio in Review

As of Q2 2020, Capital One Financial held 305 positions worth $739M, up 19% from $620M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Capital One Financial deployed $40M of net new capital in Q2 2020, opening 9 new positions and adding to 73 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 9,995 shares worth $584K.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Pacer Trendpilot US Large Cap ETF, an estimated $4.19M trimmed.

  • Capital One Financial's largest Q2 2020 buy was First Trust Capital Strength ETF: 9,995 shares worth $584K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q2 2020, an estimated $15.3M increase.
  • Capital One Financial's biggest Q2 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $4.19M.
  • Capital One Financial fully exited First Trust Consumer Staples AlphaDEX Fund in Q2 2020, selling an estimated $1.69M.
  • Capital One Financial's ten largest holdings make up 39% of its $739M portfolio in Q2 2020.
  • Capital One Financial opened 9 new positions and closed 25 in Q2 2020.
  • Capital One Financial's portfolio value rose 19% quarter-over-quarter to $739M.

Based on Capital One Financial's 13F filing for Q2 2020, filed 13 Aug 2020.