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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$739M
AUM Growth
+$119M
Cap. Flow
+$40M
Cap. Flow %
5.42%
Top 10 Hldgs %
38.83%
Holding
305
New
9
Increased
73
Reduced
164
Closed
25

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$15.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$9.84M
4
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$8.63M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.91M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$4.19M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.97M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.92M
4
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$3.21M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.82M

Sector Composition

Rank Sector Weight
1 Technology 3.42%
2 Healthcare 2.53%
3 Consumer Discretionary 2.16%
4 Financials 1.72%
5 Energy 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
26
iShares Core High Dividend ETF
HDV
$14.8B
$5.81M 0.79%
357,960
-95,560
-21% -$1.54M
XSLV icon
27
Invesco S&P SmallCap Low Volatility ETF
XSLV
$250M
$5.57M 0.75%
164,366
+22,950
+16% +$762K
XLV icon
28
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$5.52M 0.75%
55,155
-5,419
-9% -$535K
EEMV icon
29
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$5.37M 0.73%
103,290
+59,070
+134% +$2.99M
AMZN icon
30
Amazon
AMZN
$2.99T
$5.13M 0.7%
37,220
-380
-1% -$45.9K
PTLC icon
31
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$5M 0.68%
184,012
-154,881
-46% -$4.19M
VIG icon
32
Vanguard Dividend Appreciation ETF
VIG
$114B
$4.87M 0.66%
41,543
-5,992
-13% -$682K
SCHZ icon
33
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$4.8M 0.65%
170,676
-47,356
-22% -$1.32M
DGS icon
34
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.75B
$4.65M 0.63%
119,103
+11,023
+10% +$409K
MUB icon
35
iShares National Muni Bond ETF
MUB
$45.4B
$4.5M 0.61%
38,951
-424
-1% -$48.1K
FTSM icon
36
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$4.43M 0.6%
73,867
-20,650
-22% -$1.23M
SCHG icon
37
Schwab US Large-Cap Growth ETF
SCHG
$62.3B
$3.7M 0.5%
291,792
-89,888
-24% -$1.05M
VEA icon
38
Vanguard FTSE Developed Markets ETF
VEA
$234B
$3.6M 0.49%
92,772
-2,454
-3% -$89.6K
VCSH icon
39
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.4M 0.46%
41,077
-12,953
-24% -$1.05M
DHR icon
40
Danaher
DHR
$137B
$3.15M 0.43%
20,103
-57
-0.3% -$8.18K
IGM icon
41
iShares Expanded Tech Sector ETF
IGM
$10.7B
$3.1M 0.42%
66,588
+870
+1% +$36.6K
PFF icon
42
iShares Preferred and Income Securities ETF
PFF
$13.3B
$3.07M 0.42%
88,660
-8,824
-9% -$301K
SHM icon
43
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$2.88M 0.39%
57,803
-2,513
-4% -$124K
GSY icon
44
Invesco Ultra Short Duration ETF
GSY
$3.9B
$2.85M 0.39%
56,447
-11,542
-17% -$578K
CSCO icon
45
Cisco
CSCO
$480B
$2.81M 0.38%
60,315
-1,158
-2% -$50.8K
IWM icon
46
iShares Russell 2000 ETF
IWM
$83B
$2.77M 0.37%
19,343
-5,642
-23% -$740K
VGSH icon
47
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$2.7M 0.37%
43,344
-16,754
-28% -$1.04M
VTEB icon
48
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$2.59M 0.35%
47,853
+3,634
+8% +$194K
TMO icon
49
Thermo Fisher Scientific
TMO
$209B
$2.59M 0.35%
7,146
– –
JNJ icon
50
Johnson & Johnson
JNJ
$614B
$2.55M 0.35%
18,159
-2,477
-12% -$361K
1
2
3 4 5

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Capital One Financial's Q2 2020 Portfolio in Review

As of Q2 2020, Capital One Financial held 305 positions worth $739M, up 19% from $620M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Capital One Financial deployed $40M of net new capital in Q2 2020, opening 9 new positions and adding to 73 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 9,995 shares worth $584K.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Pacer Trendpilot US Large Cap ETF, an estimated $4.19M trimmed.

  • Capital One Financial's largest Q2 2020 buy was First Trust Capital Strength ETF: 9,995 shares worth $584K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q2 2020, an estimated $15.3M increase.
  • Capital One Financial's biggest Q2 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $4.19M.
  • Capital One Financial fully exited First Trust Consumer Staples AlphaDEX Fund in Q2 2020, selling an estimated $1.69M.
  • Capital One Financial's ten largest holdings make up 39% of its $739M portfolio in Q2 2020.
  • Capital One Financial opened 9 new positions and closed 25 in Q2 2020.
  • Capital One Financial's portfolio value rose 19% quarter-over-quarter to $739M.

Based on Capital One Financial's 13F filing for Q2 2020, filed 13 Aug 2020.