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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$739M
AUM Growth
+$119M
Cap. Flow
+$40M
Cap. Flow %
5.42%
Top 10 Hldgs %
38.83%
Holding
305
New
9
Increased
73
Reduced
164
Closed
25

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$15.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$9.84M
4
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$8.63M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.91M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$4.19M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.97M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.92M
4
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$3.21M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.82M

Sector Composition

Rank Sector Weight
1 Technology 3.42%
2 Healthcare 2.53%
3 Consumer Discretionary 2.16%
4 Financials 1.72%
5 Energy 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEAR icon
226
iShares Short Maturity Bond ETF
NEAR
$4.85B
$336K 0.05%
6,720
-7,787
-54% -$385K
MRVL icon
227
Marvell Technology
MRVL
$196B
$326K 0.04%
9,300
– –
VBK icon
228
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$326K 0.04%
1,631
– –
IBDO
229
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$324K 0.04%
12,350
+3,000
+32% +$77.4K
FFBC icon
230
First Financial Bancorp
FFBC
$3.53B
$319K 0.04%
22,968
– –
PZA icon
231
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$310K 0.04%
11,657
-1,642
-12% -$42.8K
NVO
232
Novo Nordisk
NVO
$209B
$308K 0.04%
9,416
-7,210
-43% -$230K
MDY icon
233
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$303K 0.04%
934
– –
SGEN
234
DELISTED
Seagen Inc. Common Stock
SGEN
$302K 0.04%
1,775
– –
IBM icon
235
IBM
IBM
$224B
$301K 0.04%
2,610
-373
-13% -$43.3K
MDLZ icon
236
Mondelez International
MDLZ
$79.9B
$300K 0.04%
5,869
-1,061
-15% -$54.5K
PTMC icon
237
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
$300K 0.04%
10,959
– –
SCHF icon
238
Schwab International Equity ETF
SCHF
$68.7B
$298K 0.04%
20,016
-6,956
-26% -$97.8K
MINC
239
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$298K 0.04%
6,184
-10,294
-62% -$486K
CEF icon
240
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$297K 0.04%
17,600
-600
-3% -$9.55K
PFE icon
241
Pfizer
PFE
$153B
$296K 0.04%
9,552
-2,046
-18% -$69.5K
EEM icon
242
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$291K 0.04%
7,278
-300
-4% -$11.2K
CWI icon
243
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$288K 0.04%
12,722
-3,961
-24% -$84.7K
DSI icon
244
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$288K 0.04%
4,876
– –
FNV icon
245
Franco-Nevada
FNV
$46B
$286K 0.04%
2,050
– –
SPGI icon
246
S&P Global
SPGI
$120B
$286K 0.04%
867
– –
BSV icon
247
Vanguard Short-Term Bond ETF
BSV
$44.6B
$275K 0.04%
3,314
– –
IBMJ
248
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$275K 0.04%
10,593
+91
+0.9% +$2.35K
TSN icon
249
Tyson Foods
TSN
$20.4B
$273K 0.04%
4,580
-1,876
-29% -$114K
CMCSA icon
250
Comcast
CMCSA
$90B
$272K 0.04%
6,978
-742
-10% -$28.3K
8 9
10
11 12

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FFA
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TC
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NWM
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KCA
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SIS
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MWM
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RCM
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Capital One Financial's Q2 2020 Portfolio in Review

As of Q2 2020, Capital One Financial held 305 positions worth $739M, up 19% from $620M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Capital One Financial deployed $40M of net new capital in Q2 2020, opening 9 new positions and adding to 73 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 9,995 shares worth $584K.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Pacer Trendpilot US Large Cap ETF, an estimated $4.19M trimmed.

  • Capital One Financial's largest Q2 2020 buy was First Trust Capital Strength ETF: 9,995 shares worth $584K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q2 2020, an estimated $15.3M increase.
  • Capital One Financial's biggest Q2 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $4.19M.
  • Capital One Financial fully exited First Trust Consumer Staples AlphaDEX Fund in Q2 2020, selling an estimated $1.69M.
  • Capital One Financial's ten largest holdings make up 39% of its $739M portfolio in Q2 2020.
  • Capital One Financial opened 9 new positions and closed 25 in Q2 2020.
  • Capital One Financial's portfolio value rose 19% quarter-over-quarter to $739M.

Based on Capital One Financial's 13F filing for Q2 2020, filed 13 Aug 2020.