We are live on ! Find out more
CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNW icon
926
Pinnacle West Capital
PNW
$12B
– –
-401
Closed -$35.6K
POET icon
927
POET Technologies
POET
$1.48B
– –
-300
Closed -$1.9K
PPC icon
928
Pilgrim's Pride
PPC
$6.31B
– –
-42
Closed -$1.64K
PPG icon
929
PPG Industries
PPG
$25.7B
– –
-205
Closed -$21K
PRCT icon
930
Procept Biorobotics
PRCT
$1.24B
– –
-15
Closed -$472
PREF icon
931
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
– –
-1,030
Closed -$19.6K
PRFZ icon
932
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
– –
-75
Closed -$3.44K
PRU icon
933
Prudential Financial
PRU
$42.1B
– –
-272
Closed -$30.7K
PSC icon
934
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.31B
– –
-812
Closed -$46.9K
PSEC icon
935
Prospect Capital
PSEC
$1.15B
– –
-559
Closed -$1.45K
PSX icon
936
Phillips 66
PSX
$86B
– –
-150
Closed -$19.4K
PTY icon
937
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
– –
-3,783
Closed -$48.8K
PWR icon
938
Quanta Services
PWR
$99.4B
– –
-2
Closed -$844
PY icon
939
Principal Exchange-Traded Funds Principal Value ETF
PY
$240M
– –
-830
Closed -$43.3K
PYPL icon
940
PayPal
PYPL
$50.5B
– –
-64
Closed -$3.74K
PZZA icon
941
Papa John's
PZZA
$785M
– –
-61
Closed -$2.33K
QBTS icon
942
D-Wave Quantum Inc. Common Stock
QBTS
$7.52B
– –
-266
Closed -$6.96K
QEFA icon
943
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
– –
-905
Closed -$82K
QLD icon
944
ProShares Ultra QQQ
QLD
$14B
– –
-697
Closed -$49.1K
QLYS icon
945
Qualys
QLYS
$6.43B
– –
-10
Closed -$1.33K
QQQE icon
946
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
– –
-106
Closed -$10.8K
QQQJ icon
947
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
– –
-100
Closed -$3.69K
QS icon
948
QuantumScape Corp
QS
$3.81B
– –
-1,350
Closed -$22.2K
QSR icon
949
Restaurant Brands International
QSR
$25.4B
– –
-48
Closed -$3.27K
QTEC icon
950
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
– –
-4
Closed -$921
36 37
38
39 40

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.