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Caldwell Sutter Capital

Caldwell Sutter Capital Portfolio holdings

AUM $268M Turnover 7.98%
1-Year Est. Return 23.48%
This Fund
S&P 500
This Quarter Est. Return
+0.78%
1 Year Est. Return
+23.48%
3 Year Est. Return
+85.93%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$268M
AUM Growth
+$2.33M
Cap. Flow
+$5.17M
Cap. Flow %
1.93%
Top 10 Hldgs %
23.84%
Holding
978
New
49
Increased
200
Reduced
149
Closed
29
Avg Time Held
2.7 years
Top 10 Avg Time Held
1.9 years
Top 20 Avg Time Held
2.4 years

Top Buys

Rank Stock Value
1
RCBC icon
River City Bank
RCBC
+$3.88M
2
AMRZ icon
Amrize Ltd
AMRZ
+$1.2M
3
FRBT
Forbright Inc
FRBT
+$1.17M
4
AAPL icon
Apple
AAPL
+$786K
5
MBGL
Mobility Global Inc
MBGL
+$746K

Top Sells

Rank Stock Value
1
ELSE icon
Electro-Sensors
ELSE
+$1.63M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$883K
3
V icon
Visa
V
+$442K
4
AXP icon
American Express
AXP
+$319K
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$284K

Sector Composition

Rank Sector Weight
1 Financials 26.35%
2 Miscellaneous 18.01%
3 Technology 13.33%
4 Industrials 12.02%
5 Consumer Staples 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CSWC icon
76
Capital Southwest
CSWC
$1.55B
$852K 0.32%
36,848
+230
+0.6% +$5.56K
2022 Q4
15 quarters
KO icon
77
Coca-Cola
KO
$426B
$847K 0.32%
9,842
+13
+0.1% +$1.13K
2022 Q4
15 quarters
ENB icon
78
Enbridge
ENB
$106B
$845K 0.32%
18,186
-38
-0.2% -$1.96K
2022 Q4
15 quarters
WMT icon
79
Walmart Inc
WMT
$1.02T
$832K 0.31%
8,002
-54
-0.7% -$5.93K
2022 Q4
15 quarters
WELL icon
80
Welltower
WELL
$179B
$829K 0.31%
3,602
-90
-2% -$21.3K
2022 Q4
15 quarters
WM icon
81
Waste Management
WM
$97.3B
$814K 0.3%
3,991
+12
+0.3% +$2.69K
2023 Q1
14 quarters
CP icon
82
Canadian Pacific Kansas City
CP
$82.3B
$809K 0.3%
9,501
-1,892
-17% -$172K
2023 Q2
13 quarters
QCOM icon
83
Qualcomm
QCOM
$183B
$803K 0.3%
4,364
+28
+0.6% +$4.84K
2022 Q4
15 quarters
ONB icon
84
Old National Bancorp
ONB
$9.46B
$789K 0.29%
32,012
– –
2022 Q4
15 quarters
BSM icon
85
Black Stone Minerals
BSM
$3.02B
$780K 0.29%
54,490
-1,000
-2% -$14.6K
2022 Q4
15 quarters
UPS icon
86
United Parcel Service
UPS
$95.3B
$754K 0.28%
8,067
+418
+5% +$43.9K
2022 Q4
15 quarters
BRK.A icon
87
Berkshire Hathaway Class A
BRK.A
$1.26T
$747K 0.28%
1
– –
2022 Q4
15 quarters
NAII icon
88
Natural Alternatives International
NAII
$6.39M
$742K 0.28%
498,220
– –
2022 Q4
15 quarters
DHS icon
89
WisdomTree US High Dividend Fund
DHS
$1.66B
$735K 0.27%
6,568
+1,815
+38% +$212K
2023 Q4
11 quarters
DLR icon
90
Digital Realty Trust
DLR
$67.9B
$731K 0.27%
4,162
-14
-0.3% -$2.6K
2022 Q4
15 quarters
WMB icon
91
Williams Companies
WMB
$86.5B
$721K 0.27%
10,610
+713
+7% +$51.9K
2023 Q1
14 quarters
DIS icon
92
Walt Disney
DIS
$206B
$721K 0.27%
6,874
+127
+2% +$13K
2022 Q4
15 quarters
DUK icon
93
Duke Energy
DUK
$101B
$715K 0.27%
6,269
+201
+3% +$24.6K
2023 Q1
14 quarters
OKE icon
94
Oneok
OKE
$56.6B
$713K 0.27%
8,358
-106
-1% -$9.8K
2022 Q4
15 quarters
PM icon
95
Philip Morris
PM
$308B
$707K 0.26%
3,706
+113
+3% +$21.4K
2022 Q4
15 quarters
VDE icon
96
Vanguard Energy ETF
VDE
$10.9B
$706K 0.26%
4,098
– –
2022 Q4
15 quarters
PG icon
97
Procter & Gamble
PG
$394B
$698K 0.26%
4,806
+234
+5% +$34.3K
2022 Q4
15 quarters
IMKTA icon
98
Ingles Markets
IMKTA
$1.6B
$689K 0.26%
8,120
– –
2024 Q2
9 quarters
MPV icon
99
Barings Participation Investors
MPV
$183M
$674K 0.25%
43,755
– –
2022 Q4
15 quarters
AMGN icon
100
Amgen
AMGN
$252B
$672K 0.25%
1,594
-42
-3% -$16.7K
2023 Q1
14 quarters
2 3
4
5 6

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Caldwell Sutter Capital's Q3 2026 Portfolio in Review

As of Q3 2026, Caldwell Sutter Capital held 978 positions worth $268M, up 0.88% from $265M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Caldwell Sutter Capital's Q3 2026 filing shows 49 new, 200 increased, 149 reduced and 29 closed positions. Its largest new stake was River City Bank: 76,950 shares worth $3.94M. The largest sale was Electro-Sensors, an estimated $1.63M.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q3 2026 buy was River City Bank: 76,950 shares worth $3.94M.
  • Caldwell Sutter Capital added most to Amrize Ltd in Q3 2026, an estimated $1.2M increase.
  • Caldwell Sutter Capital's biggest Q3 2026 reduction was iShares 0-3 Month Treasury Bond ETF, cutting an estimated $883K.
  • Caldwell Sutter Capital fully exited Electro-Sensors in Q3 2026, selling an estimated $1.63M.
  • Caldwell Sutter Capital's ten largest holdings make up 24% of its $268M portfolio in Q3 2026.
  • Caldwell Sutter Capital opened 49 new positions and closed 29 in Q3 2026.
  • Caldwell Sutter Capital's portfolio value rose 0.88% quarter-over-quarter to $268M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2026, filed 9 Nov 2026.