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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMH
51
UMH Properties
UMH
$1.34B
$1.2M 0.49%
83,023
-1,000
-1% -$15.5K
HON icon
52
Honeywell
HON
$78.3B
$1.14M 0.46%
5,052
+3
+0.1% +$686
MRK icon
53
Merck
MRK
$326B
$1.13M 0.46%
9,394
-75
-0.8% -$8.66K
ABBV icon
54
AbbVie
ABBV
$465B
$1.11M 0.45%
5,123
-240
-4% -$53.2K
ELSE icon
55
Electro-Sensors
ELSE
$27.3M
$1.11M 0.45%
250,161
+109
+0% +$473
SMBK icon
56
SmartFinancial
SMBK
$908M
$1.11M 0.45%
28,431
– –
T icon
57
AT&T
T
$169B
$1.11M 0.45%
38,312
-1,063
-3% -$28.4K
VUG icon
58
Vanguard Growth ETF
VUG
$216B
$1.1M 0.45%
15,126
-1,116
-7% -$86.8K
MCD icon
59
McDonald's
MCD
$194B
$1.1M 0.45%
3,534
-77
-2% -$24.5K
XLE icon
60
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$1.1M 0.45%
17,881
-931
-5% -$49.9K
ARL icon
61
American Realty Investors
ARL
$241M
$1.09M 0.44%
70,719
-1,113
-2% -$18.5K
GILD icon
62
Gilead Sciences
GILD
$167B
$1.06M 0.43%
7,590
-504
-6% -$70.6K
NRIM icon
63
Northrim BanCorp
NRIM
$600M
$1.06M 0.43%
46,204
– –
CP icon
64
Canadian Pacific Kansas City
CP
$81.4B
$1.04M 0.42%
13,250
– –
WMT icon
65
Walmart Inc
WMT
$900B
$1.02M 0.42%
8,216
-111
-1% -$13.6K
HD icon
66
Home Depot
HD
$343B
$1.01M 0.41%
3,072
+15
+0.5% +$5.47K
BOND icon
67
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.42B
$1.01M 0.41%
10,942
+884
+9% +$82.5K
BAC icon
68
Bank of America
BAC
$439B
$1.01M 0.41%
20,645
-386
-2% -$19.9K
ENB icon
69
Enbridge
ENB
$121B
$992K 0.4%
18,326
+5
+0% +$255
GOOGL icon
70
Alphabet (Google) Class A
GOOGL
$4.08T
$989K 0.4%
3,440
+66
+2% +$20.7K
LMT icon
71
Lockheed Martin
LMT
$134B
$952K 0.39%
1,575
-24
-2% -$14.8K
GOOG icon
72
Alphabet (Google) Class C
GOOG
$4.07T
$950K 0.39%
3,312
-8
-0.2% -$2.51K
BNY
73
Bank of New York Mellon
BNY
$106B
$942K 0.38%
7,943
– –
WM icon
74
Waste Management
WM
$96.1B
$911K 0.37%
3,964
-890
-18% -$204K
ITIC
75
Investors Title Co
ITIC
$549M
$883K 0.36%
4,065
-150
-4% -$36.2K
1 2
3
4 5

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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.