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Caldwell Sutter Capital Portfolio holdings
AUM
$268M
Turnover
7.98%
1-Year Est. Return
23.48%
This Fund
S&P 500
This Quarter Est. Return
+0.78%
1 Year Est. Return
+23.48%
3 Year Est. Return
+85.93%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$268M
AUM Growth
+$2.33M
(+0.88%)
Cap. Flow
+$5.17M
Cap. Flow % of AUM
Cap. Flow %
1.93%
Top 10 Holdings %
Top 10 Hldgs %
23.84%
Holding
978
New
49
Increased
200
Reduced
149
Closed
29
Avg Time Held
2.7
years
Top 10 Avg Time Held
1.9
years
Top 20 Avg Time Held
2.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
River City Bank
RCBC
|
+$3.88M |
| 2 |
Amrize Ltd
AMRZ
|
+$1.2M |
| 3 |
FRBT
Forbright Inc
FRBT
|
+$1.17M |
| 4 |
Apple
AAPL
|
+$786K |
| 5 |
MBGL
Mobility Global Inc
MBGL
|
+$746K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Electro-Sensors
ELSE
|
+$1.63M |
| 2 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$883K |
| 3 |
Visa
V
|
+$442K |
| 4 |
American Express
AXP
|
+$319K |
| 5 |
ProShares Large Cap Core Plus
CSM
|
+$284K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 26.35% |
| 2 | Miscellaneous | 18.01% |
| 3 | Technology | 13.33% |
| 4 | Industrials | 12.02% |
| 5 | Consumer Staples | 7.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
NI Holdings
NODK
$304M
| $663K | 0.25% |
44,469
| – | – |
2025 Q2
5 quarters
|
|
102
Boeing
BA
$136B
| $661K | 0.25% |
3,554
-49
| -1% | -$10.5K |
2022 Q4
15 quarters
|
|
103
Marvell Technology
MRVL
$141B
| $657K | 0.25% |
2,488
| – | – |
2022 Q4
15 quarters
|
|
104
Amazon
AMZN
$2.88T
| $656K | 0.25% |
2,631
-80
| -3% | -$20.3K |
2022 Q4
15 quarters
|
|
105
FS Bancorp
FSBW
$339M
| $655K | 0.25% |
15,142
| – | – |
2022 Q4
15 quarters
|
|
106
State Street
STT
$47.2B
| $655K | 0.24% |
3,750
| – | – |
2022 Q4
15 quarters
|
|
107
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
| $646K | 0.24% |
6,862
+326
| +5% | +$31K |
2023 Q1
14 quarters
|
|
108
US Bancorp
USB
$95B
| $645K | 0.24% |
11,166
+296
| +3% | +$18.5K |
2022 Q4
15 quarters
|
|
109
Danaher
DHR
$164B
| $642K | 0.24% |
2,897
| – | – |
2022 Q4
15 quarters
|
|
|
MBGL
110
Mobility Global Inc
MBGL
$6.86B
| $636K | 0.24% |
+37,100
| New | +$746K |
2026 Q3
0 quarters
|
|
111
Blue Ridge Bankshares
BRBS
$363M
| $632K | 0.24% |
164,278
| – | – |
2024 Q4
7 quarters
|
|
112
John Wiley & Sons Class B
WLYB
$2.54B
| $594K | 0.22% |
12,134
| – | – |
2022 Q4
15 quarters
|
|
113
Starbucks
SBUX
$121B
| $586K | 0.22% |
6,240
+25
| +0.4% | +$2.58K |
2022 Q4
15 quarters
|
|
114
FB Financial Corp
FBK
$2.68B
| $583K | 0.22% |
11,275
-400
| -3% | -$23K |
2025 Q3
4 quarters
|
|
115
NVIDIA
NVDA
$3.93T
| $575K | 0.22% |
2,519
-4
| -0.2% | -$858 |
2022 Q4
15 quarters
|
|
116
Schwab US Dividend Equity ETF
SCHD
$124B
| $570K | 0.21% |
17,537
+3,077
| +21% | +$104K |
2023 Q4
11 quarters
|
|
117
Norfolk Southern
NSC
$73.6B
| $561K | 0.21% |
1,815
+10
| +0.6% | +$3.31K |
2023 Q2
13 quarters
|
|
118
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.59B
| $559K | 0.21% |
4,800
| – | – |
2023 Q1
14 quarters
|
|
119
Bank of Marin Bancorp
BMRC
$463M
| $552K | 0.21% |
20,390
| – | – |
2022 Q4
15 quarters
|
|
120
Keysight
KEYS
$50.7B
| $546K | 0.2% |
1,501
| – | – |
2022 Q4
15 quarters
|
|
121
State Street Financial Select Sector SPDR ETF
XLF
$54.3B
| $542K | 0.2% |
10,157
| – | – |
2022 Q4
15 quarters
|
|
122
iShares Russell Mid-Cap ETF
IWR
$58.7B
| $542K | 0.2% |
5,076
| – | – |
2023 Q1
14 quarters
|
|
123
LGL Group
LGL
$86.4M
| $542K | 0.2% |
78,946
-9
| -0% | -$64 |
2023 Q1
14 quarters
|
|
124
Vanguard S&P 500 ETF
VOO
$1.04T
| $540K | 0.2% |
771
| – | – |
2022 Q4
15 quarters
|
|
125
Victory Capital Holdings
VCTR
$7.74B
| $540K | 0.2% |
4,878
| – | – |
2022 Q4
15 quarters
|
|
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Caldwell Sutter Capital's Q3 2026 Portfolio in Review
As of Q3 2026, Caldwell Sutter Capital held 978 positions worth $268M, up 0.88% from $265M the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Caldwell Sutter Capital's Q3 2026 filing shows 49 new, 200 increased, 149 reduced and 29 closed positions. Its largest new stake was River City Bank: 76,950 shares worth $3.94M. The largest sale was Electro-Sensors, an estimated $1.63M.
By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Miscellaneous and Technology.
- Caldwell Sutter Capital's largest Q3 2026 buy was River City Bank: 76,950 shares worth $3.94M.
- Caldwell Sutter Capital added most to Amrize Ltd in Q3 2026, an estimated $1.2M increase.
- Caldwell Sutter Capital's biggest Q3 2026 reduction was iShares 0-3 Month Treasury Bond ETF, cutting an estimated $883K.
- Caldwell Sutter Capital fully exited Electro-Sensors in Q3 2026, selling an estimated $1.63M.
- Caldwell Sutter Capital's ten largest holdings make up 24% of its $268M portfolio in Q3 2026.
- Caldwell Sutter Capital opened 49 new positions and closed 29 in Q3 2026.
- Caldwell Sutter Capital's portfolio value rose 0.88% quarter-over-quarter to $268M.
Based on Caldwell Sutter Capital's 13F filing for Q3 2026, filed 9 Nov 2026.