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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$9.71M 5.37%
56,694
-8,969
-14% -$1.64M
MSA icon
2
Mine Safety
MSA
$7.35B
$5.66M 3.13%
35,899
– –
V icon
3
Visa
V
$684B
$4.02M 2.22%
17,480
-706
-4% -$170K
CVX icon
4
Chevron
CVX
$392B
$3.51M 1.94%
20,793
-680
-3% -$110K
MSFT icon
5
Microsoft
MSFT
$3.45T
$3.39M 1.88%
10,742
-313
-3% -$103K
CAT icon
6
Caterpillar
CAT
$375B
$3.3M 1.83%
12,084
-506
-4% -$137K
SSBI icon
7
Summit State Bank
SSBI
$83.8M
$3.18M 1.76%
197,956
-364
-0.2% -$5.89K
DGICA icon
8
Donegal Group Class A
DGICA
$731M
$3.13M 1.73%
219,670
+9,500
+5% +$139K
KNTK icon
9
Kinetik
KNTK
$3.72B
$2.99M 1.66%
88,689
-284
-0.3% -$9.99K
COST icon
10
Costco
COST
$422B
$2.94M 1.63%
5,210
-268
-5% -$148K
NAII icon
11
Natural Alternatives International
NAII
$14.4M
$2.9M 1.6%
446,590
-12,954
-3% -$86.9K
PFE icon
12
Pfizer
PFE
$143B
$2.32M 1.28%
69,794
+364
+0.5% +$12.9K
NEN icon
13
New England Realty Associates
NEN
$195M
$2.24M 1.24%
33,639
-300
-0.9% -$21.4K
XOM icon
14
ExxonMobil
XOM
$644B
$2.02M 1.12%
17,166
-106
-0.6% -$11.6K
PPIH
15
Perma-Pipe International
PPIH
$196M
$1.94M 1.07%
237,557
-500
-0.2% -$4.3K
IVV icon
16
iShares Core S&P 500 ETF
IVV
$884B
$1.88M 1.04%
4,381
+85
+2% +$38K
VIG icon
17
Vanguard Dividend Appreciation ETF
VIG
$112B
$1.85M 1.02%
11,911
+1,671
+16% +$271K
GOLD
18
Gold.com Inc
GOLD
$1.2B
$1.82M 1.01%
62,202
-32,800
-35% -$1.18M
BSM icon
19
Black Stone Minerals
BSM
$3.18B
$1.82M 1.01%
105,700
– –
PEP icon
20
PepsiCo
PEP
$190B
$1.71M 0.94%
10,066
+1
+0% +$182
CMCT
21
Creative Media & Community Trust
CMCT
$10.3M
$1.7M 0.94%
17
– –
INTG icon
22
InterGroup Corp
INTG
$61.1M
$1.7M 0.94%
55,601
-821
-1% -$28.4K
PKBK icon
23
Parke Bancorp
PKBK
$401M
$1.64M 0.91%
100,471
-1,032
-1% -$18.1K
IBM icon
24
IBM
IBM
$211B
$1.58M 0.88%
11,280
-388
-3% -$55.2K
BCML icon
25
BayCom
BCML
$329M
$1.58M 0.87%
82,261
-1,029
-1% -$19.5K
1
2 3 4 5

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IRP
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HA
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DB
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HWM
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FPW
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EPIM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.