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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$11M 5.59%
57,113
+419
+0.7% +$77.4K
MSA icon
2
Mine Safety
MSA
$6.94B
$5.88M 2.98%
34,799
-1,100
-3% -$179K
V icon
3
Visa
V
$697B
$4.03M 2.04%
15,460
-2,020
-12% -$498K
MSFT icon
4
Microsoft
MSFT
$2.92T
$3.9M 1.98%
10,383
-359
-3% -$128K
CAT icon
5
Caterpillar
CAT
$387B
$3.59M 1.82%
12,130
+46
+0.4% +$11.9K
COST icon
6
Costco
COST
$429B
$3.29M 1.67%
4,989
-221
-4% -$131K
DGICA icon
7
Donegal Group Class A
DGICA
$711M
$3.07M 1.56%
219,670
– –
CVX icon
8
Chevron
CVX
$374B
$3.05M 1.55%
20,464
-329
-2% -$49.8K
KNTK icon
9
Kinetik
KNTK
$3.64B
$2.96M 1.5%
88,608
-81
-0.1% -$2.83K
NAII icon
10
Natural Alternatives International
NAII
$14.7M
$2.94M 1.49%
449,695
+3,105
+0.7% +$19.5K
SSBI icon
11
Summit State Bank
SSBI
$89.2M
$2.55M 1.3%
207,755
+9,799
+5% +$133K
IVV icon
12
iShares Core S&P 500 ETF
IVV
$871B
$2.51M 1.28%
5,258
+877
+20% +$393K
NEN icon
13
New England Realty Associates
NEN
$199M
$2.25M 1.15%
32,339
-1,300
-4% -$88.7K
VIG icon
14
Vanguard Dividend Appreciation ETF
VIG
$113B
$2.16M 1.1%
12,650
+739
+6% +$119K
PFE icon
15
Pfizer
PFE
$144B
$2.07M 1.05%
71,947
+2,153
+3% +$65.1K
PKBK icon
16
Parke Bancorp
PKBK
$400M
$2.03M 1.03%
100,471
– –
BCML icon
17
BayCom
BCML
$335M
$1.94M 0.99%
82,261
– –
PPIH
18
Perma-Pipe International
PPIH
$206M
$1.88M 0.96%
237,057
-500
-0.2% -$3.52K
BANR icon
19
Banner Corp
BANR
$2.4B
$1.86M 0.94%
34,687
– –
CSW
20
CSW Industrials
CSW
$4.87B
$1.8M 0.91%
8,664
– –
INBK icon
21
First Internet Bancorp
INBK
$236M
$1.78M 0.9%
73,508
-750
-1% -$14.5K
IBM icon
22
IBM
IBM
$214B
$1.76M 0.89%
10,738
-542
-5% -$81.9K
PEP icon
23
PepsiCo
PEP
$195B
$1.71M 0.87%
10,043
-23
-0.2% -$3.81K
BSM icon
24
Black Stone Minerals
BSM
$3.14B
$1.69M 0.86%
105,700
– –
XOM icon
25
ExxonMobil
XOM
$634B
$1.63M 0.83%
16,278
-888
-5% -$93.3K
1
2 3 4 5

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.