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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$9.55M 6.96%
57,911
+1,339
+2% +$198K
MSA icon
2
Mine Safety
MSA
$6.94B
$4.79M 3.49%
35,899
+7,500
+26% +$1.01M
NAII icon
3
Natural Alternatives International
NAII
$14.7M
$4.31M 3.14%
467,304
+21,177
+5% +$190K
V icon
4
Visa
V
$697B
$3.94M 2.87%
17,482
-20
-0.1% -$4.45K
GOLD
5
Gold.com Inc
GOLD
$1.18B
$3.3M 2.4%
95,210
+9,000
+10% +$299K
DGICA icon
6
Donegal Group Class A
DGICA
$711M
$3.28M 2.39%
214,784
+6,000
+3% +$90.3K
KNTK icon
7
Kinetik
KNTK
$3.64B
$2.88M 2.1%
91,900
+22,000
+31% +$675K
SSBI icon
8
Summit State Bank
SSBI
$89.2M
$2.71M 1.97%
195,176
+25,930
+15% +$400K
INTG icon
9
InterGroup Corp
INTG
$62.1M
$2.66M 1.94%
58,408
+761
+1% +$33.6K
PPIH
10
Perma-Pipe International
PPIH
$206M
$2.56M 1.86%
239,057
+5,000
+2% +$52K
COST icon
11
Costco
COST
$429B
$2.41M 1.76%
4,860
+650
+15% +$319K
PFE icon
12
Pfizer
PFE
$144B
$2.36M 1.72%
57,757
+8,329
+17% +$360K
NEN icon
13
New England Realty Associates
NEN
$199M
$2.34M 1.71%
32,939
+5,275
+19% +$384K
MSFT icon
14
Microsoft
MSFT
$2.92T
$2.23M 1.63%
7,746
+1,684
+28% +$430K
ARL icon
15
American Realty Investors
ARL
$241M
$2.23M 1.63%
84,807
-1,396
-2% -$35.6K
CAT icon
16
Caterpillar
CAT
$387B
$2.2M 1.61%
9,627
+1,402
+17% +$339K
CVX icon
17
Chevron
CVX
$374B
$1.89M 1.38%
11,614
+1,863
+19% +$312K
PKBK icon
18
Parke Bancorp
PKBK
$400M
$1.8M 1.32%
101,503
+421
+0.4% +$8.38K
CMCT
19
Creative Media & Community Trust
CMCT
$8.7M
$1.67M 1.21%
17
+1
+6% +$122K
BSM icon
20
Black Stone Minerals
BSM
$3.14B
$1.66M 1.21%
105,700
– –
KYN icon
21
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$1.59M 1.16%
183,730
+1,290
+0.7% +$11.3K
WLY icon
22
John Wiley & Sons Class A
WLY
$2.76B
$1.53M 1.12%
39,488
+5,100
+15% +$217K
BCML icon
23
BayCom
BCML
$335M
$1.42M 1.04%
83,290
+86
+0.1% +$1.65K
UMH
24
UMH Properties
UMH
$1.34B
$1.38M 1%
93,021
+7,527
+9% +$124K
PEP icon
25
PepsiCo
PEP
$195B
$1.32M 0.97%
7,267
+2,036
+39% +$356K
1
2 3 4 5

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.