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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
126
Altria Group
MO
$125B
$474K 0.19%
7,179
+1,537
+27% +$98.9K
VOO icon
127
Vanguard S&P 500 ETF
VOO
$971B
$470K 0.19%
786
-40
-5% -$25K
MMM icon
128
3M
MMM
$94.1B
$467K 0.19%
3,214
-67
-2% -$10.7K
AAXJ icon
129
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.58B
$462K 0.19%
4,800
– –
WLYB icon
130
John Wiley & Sons Class B
WLYB
$2.63B
$455K 0.19%
12,134
– –
SHY icon
131
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$453K 0.18%
5,488
-31
-0.6% -$2.57K
DOW icon
132
Dow Inc
DOW
$20.8B
$448K 0.18%
10,746
+916
+9% +$29K
HEDJ icon
133
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
$437K 0.18%
8,356
+70
+0.8% +$3.78K
ED icon
134
Consolidated Edison
ED
$41.3B
$437K 0.18%
3,861
+30
+0.8% +$3.25K
AIV
135
Aimco
AIV
$375M
$429K 0.17%
105,358
-1,000
-0.9% -$5.23K
BMY icon
136
Bristol-Myers Squibb
BMY
$130B
$426K 0.17%
7,029
+363
+5% +$21.2K
KEYS icon
137
Keysight
KEYS
$52.2B
$424K 0.17%
1,501
– –
JOE icon
138
St. Joe Company
JOE
$3.57B
$414K 0.17%
6,586
+292
+5% +$19.5K
JPST icon
139
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$411K 0.17%
8,120
-957
-11% -$48.5K
DHS icon
140
WisdomTree US High Dividend Fund
DHS
$1.59B
$407K 0.17%
3,722
+932
+33% +$101K
GE icon
141
GE Aerospace
GE
$377B
$404K 0.16%
1,424
-32
-2% -$10.1K
LOW icon
142
Lowe's Companies
LOW
$122B
$401K 0.16%
1,699
– –
LRCX icon
143
Lam Research
LRCX
$337B
$394K 0.16%
1,844
-148
-7% -$33.1K
SCHD icon
144
Schwab US Dividend Equity ETF
SCHD
$104B
$393K 0.16%
12,822
+1,333
+12% +$40.4K
VO icon
145
Vanguard Mid-Cap ETF
VO
$107B
$373K 0.15%
5,188
-232
-4% -$17.2K
LXU icon
146
LSB Industries
LXU
$822M
$373K 0.15%
25,000
– –
KMI icon
147
Kinder Morgan
KMI
$70.3B
$367K 0.15%
10,931
-441
-4% -$13.8K
XLK icon
148
State Street Technology Select Sector SPDR ETF
XLK
$112B
$363K 0.15%
2,730
– –
WFC icon
149
Wells Fargo
WFC
$263B
$362K 0.15%
4,547
-149
-3% -$12.8K
ABT icon
150
Abbott
ABT
$187B
$362K 0.15%
3,523
– –
4 5
6
7 8

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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.