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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
26
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$2.01M 0.82%
141,072
-458
-0.3% -$6.15K
IBM icon
27
IBM
IBM
$214B
$2M 0.81%
8,254
-166
-2% -$44.9K
VTI icon
28
Vanguard Total Stock Market ETF
VTI
$656B
$1.97M 0.8%
6,128
– –
IGM icon
29
iShares Expanded Tech Sector ETF
IGM
$9.78B
$1.86M 0.76%
15,720
– –
PFE icon
30
Pfizer
PFE
$144B
$1.86M 0.76%
66,343
+2,392
+4% +$63.7K
META icon
31
Meta Platforms (Facebook)
META
$1.51T
$1.78M 0.72%
3,115
-10
-0.3% -$6.41K
PEP icon
32
PepsiCo
PEP
$195B
$1.78M 0.72%
11,474
+889
+8% +$139K
NEN icon
33
New England Realty Associates
NEN
$199M
$1.75M 0.71%
29,019
– –
CWBC
34
Community West Bancshares
CWBC
$693M
$1.73M 0.7%
74,077
– –
BANR icon
35
Banner Corp
BANR
$2.4B
$1.71M 0.7%
28,261
– –
UNP icon
36
Union Pacific
UNP
$175B
$1.58M 0.64%
6,519
+43
+0.7% +$10.5K
INBK icon
37
First Internet Bancorp
INBK
$236M
$1.57M 0.64%
76,899
– –
JNJ icon
38
Johnson & Johnson
JNJ
$643B
$1.57M 0.64%
6,405
-97
-1% -$22.6K
MCHB
39
Mechanics Bancorp
MCHB
$3.51B
$1.52M 0.62%
103,285
+70
+0.1% +$1.04K
MCI
40
Barings Corporate Investors
MCI
$343M
$1.45M 0.59%
83,984
– –
GOLD
41
Gold.com Inc
GOLD
$1.18B
$1.43M 0.58%
35,802
-6,900
-16% -$337K
AXR icon
42
AMREP Corp
AXR
$121M
$1.39M 0.57%
49,472
-800
-2% -$19K
INTU icon
43
Intuit
INTU
$85.6B
$1.38M 0.56%
3,194
+24
+0.8% +$11.4K
NAII icon
44
Natural Alternatives International
NAII
$14.7M
$1.31M 0.53%
498,792
+37,000
+8% +$123K
INTG icon
45
InterGroup Corp
INTG
$62.1M
$1.29M 0.52%
33,228
– –
VZ icon
46
Verizon
VZ
$201B
$1.27M 0.52%
25,251
+775
+3% +$35.9K
HSY icon
47
Hershey
HSY
$37.2B
$1.26M 0.51%
6,060
-44
-0.7% -$9.28K
CET
48
Central Securities Corp
CET
$1.56B
$1.2M 0.49%
24,264
+9,140
+60% +$470K
WLY icon
49
John Wiley & Sons Class A
WLY
$2.76B
$1.2M 0.49%
31,535
-2,275
-7% -$73.7K
USFR icon
50
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$1.2M 0.49%
23,854
+2,053
+9% +$103K
1
2
3 4 5

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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.