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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PI icon
751
Impinj
PI
$4.05B
$2.05K ﹤0.01%
20
-5
-20% -$665
ELV icon
752
Elevance Health
ELV
$83.7B
$2.05K ﹤0.01%
7
– –
VTIP icon
753
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.05K ﹤0.01%
41
– –
IQV icon
754
IQVIA
IQV
$40B
$2.05K ﹤0.01%
12
– –
JMTG
755
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.73B
$1.99K ﹤0.01%
39
– –
SUSA icon
756
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$1.98K ﹤0.01%
15
– –
SOXX icon
757
iShares Semiconductor ETF
SOXX
$40.6B
$1.97K ﹤0.01%
6
– –
QUAL icon
758
iShares MSCI USA Quality Factor ETF
QUAL
$46.2B
$1.92K ﹤0.01%
10
– –
XIFR
759
XPLR Infrastructure LP
XIFR
$1.11B
$1.91K ﹤0.01%
180
+90
+100% +$927
CNP icon
760
CenterPoint Energy
CNP
$29B
$1.9K ﹤0.01%
44
– –
DIV icon
761
Global X SuperDividend US ETF
DIV
$796M
$1.89K ﹤0.01%
100
– –
QUIK icon
762
QuickLogic
QUIK
$217M
$1.88K ﹤0.01%
200
– –
DAL icon
763
Delta Air Lines
DAL
$58.8B
$1.86K ﹤0.01%
28
– –
EWJ icon
764
iShares MSCI Japan ETF
EWJ
$21.3B
$1.86K ﹤0.01%
22
+2
+10% +$173
UAL icon
765
United Airlines
UAL
$40.2B
$1.84K ﹤0.01%
20
– –
TTD icon
766
Trade Desk
TTD
$8.89B
$1.81K ﹤0.01%
80
– –
OGN icon
767
Organon & Co
OGN
$3.55B
$1.8K ﹤0.01%
300
+25
+9% +$188
MTN icon
768
Vail Resorts
MTN
$5.6B
$1.8K ﹤0.01%
14
+4
+40% +$546
MELI icon
769
Mercado Libre
MELI
$94.4B
$1.73K ﹤0.01%
1
– –
SPYV icon
770
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$1.7K ﹤0.01%
30
– –
BIO icon
771
Bio-Rad Laboratories Class A
BIO
$8.86B
$1.67K ﹤0.01%
6
– –
CNQ icon
772
Canadian Natural Resources
CNQ
$92.2B
$1.66K ﹤0.01%
34
– –
ZBH icon
773
Zimmer Biomet
ZBH
$18.5B
$1.63K ﹤0.01%
18
– –
HFRO
774
Highland Opportunities and Income Fund
HFRO
$406M
$1.63K ﹤0.01%
285
– –
MINT icon
775
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.61K ﹤0.01%
16
– –
29 30
31
32 33

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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.