Caldwell Sutter Capital’s ArrowMark Financial BANX Stock Holding History

Caldwell Sutter Capital’s Portfolio BANX Stock Details BANX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$13.8K	Hold	693	–	–	0.01%	572
2026 Q2	$13.5K	Sell	693 -25,000	-97%	-$490K	0.01%	576
2026 Q1	$490K	Buy	25,693 +25,000	+3,608%	+$506K	0.2%	122
2025 Q4	$15.1K	Hold	693	–	–	0.01%	507
2025 Q3	$15.2K	Hold	693	–	–	0.01%	503
2025 Q2	$14.5K	Hold	693	–	–	0.01%	496
2025 Q1	$14.6K	Sell	693 -800	-54%	-$16.8K	0.01%	503
2024 Q4	$31.3K	Sell	1,493 -248	-14%	-$5.12K	0.01%	417
2024 Q3	$36K	Hold	1,741	–	–	0.02%	406
2024 Q2	$32.1K	Hold	1,741	–	–	0.02%	418
2024 Q1	$33.1K	Sell	1,741 -300	-15%	-$5.56K	0.02%	401
2023 Q4	$37.1K	Hold	2,041	–	–	0.02%	374
2023 Q3	$35.7K	Hold	2,041	–	–	0.02%	365
2023 Q2	$34K	Hold	2,041	–	–	0.02%	370
2023 Q1	$36.7K	Hold	2,041	–	–	0.03%	274
2022 Q4	$34.8K	Buy	+2,041	New	+$35.1K	0.03%	196

Other funds holding BANX

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 7.64% 1-Year Est. Return

Closed-End Fund Advisors Richmond, Virginia $96.2M AUM 6.01% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Oppenheimer & Co New York $9.5B AUM 27.65% 1-Year Est. Return

Capital Investment Advisors Atlanta, Georgia $7.74B AUM 15.52% 1-Year Est. Return

Falcon Wealth Planning Ontario, California $1.62B AUM 11.24% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

Accurate Wealth Management Wesley Chapel, Florida $1.16B AUM 24.67% 1-Year Est. Return

Belpointe Asset Management Reno, Nevada $3.63B AUM 17.81% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Caldwell Sutter Capital's BANX Position: Q3 2026 in Review

Caldwell Sutter Capital held its ArrowMark Financial (BANX) position steady in Q3 2026 at 693 shares worth $13.8K. The position accounts for 0.01% of the portfolio, ranked #572.

Caldwell Sutter Capital first reported a position in BANX in Q4 2022 and has held it in 16 quarters since. The position peaked at $490K in Q1 2026. 21 funds tracked by Wall St. Rank hold BANX as of Q3 2026.

Caldwell Sutter Capital held 693 shares of ArrowMark Financial worth $13.8K as of Q3 2026.
Caldwell Sutter Capital left its ArrowMark Financial share count unchanged in Q3 2026.
ArrowMark Financial made up 0.01% of Caldwell Sutter Capital's portfolio in Q3 2026, its #572 holding.
Caldwell Sutter Capital first reported a position in ArrowMark Financial in Q4 2022 and has held it in 16 quarters since.
Caldwell Sutter Capital's ArrowMark Financial position peaked at $490K in Q1 2026.
21 funds tracked by Wall St. Rank held ArrowMark Financial as of Q3 2026.

Based on Caldwell Sutter Capital's 13F filing for Q3 2026, filed 9 Nov 2026.