Caldwell Sutter Capital’s ArrowMark Financial BANX Stock Holding History

Caldwell Sutter Capital’s Portfolio BANX Stock Details BANX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$13.5K	Sell	693 -25,000	-97%	-$490K	0.01%	576
2026 Q1	$490K	Buy	25,693 +25,000	+3,608%	+$506K	0.2%	122
2025 Q4	$15.1K	Hold	693	–	–	0.01%	507
2025 Q3	$15.2K	Hold	693	–	–	0.01%	503
2025 Q2	$14.5K	Hold	693	–	–	0.01%	496
2025 Q1	$14.6K	Sell	693 -800	-54%	-$16.8K	0.01%	503
2024 Q4	$31.3K	Sell	1,493 -248	-14%	-$5.12K	0.01%	417
2024 Q3	$36K	Hold	1,741	–	–	0.02%	406
2024 Q2	$32.1K	Hold	1,741	–	–	0.02%	418
2024 Q1	$33.1K	Sell	1,741 -300	-15%	-$5.56K	0.02%	401
2023 Q4	$37.1K	Hold	2,041	–	–	0.02%	374
2023 Q3	$35.7K	Hold	2,041	–	–	0.02%	365
2023 Q2	$34K	Hold	2,041	–	–	0.02%	370
2023 Q1	$36.7K	Hold	2,041	–	–	0.03%	274
2022 Q4	$34.8K	Buy	+2,041	New	+$35.1K	0.03%	196

Other funds holding BANX

ACH

ArrowMark Colorado Holdings Denver, Colorado $2.4B AUM 42.85% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

EAM

Everstar Asset Management Mooresville, North Carolina $207M AUM 18.14% 1-Year Est. Return

CEFA

Closed-End Fund Advisors Richmond, Virginia $102M AUM

Almitas Capital Santa Monica, California $417M AUM 22.81% 1-Year Est. Return

AlphaCore Capital La Jolla, California $5.44B AUM 26.35% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

Caldwell Sutter Capital's BANX Position: Q2 2026 in Review

Caldwell Sutter Capital reduced its ArrowMark Financial (BANX) stake by 97% in Q2 2026, selling an estimated $490K and leaving 693 shares worth $13.5K. The position accounts for 0.01% of the portfolio, ranked #576.

Caldwell Sutter Capital first reported a position in BANX in Q4 2022 and has held it in 15 quarters since. The position peaked at $490K in Q1 2026. 36 funds tracked by Wall St. Rank hold BANX as of Q2 2026.

Caldwell Sutter Capital held 693 shares of ArrowMark Financial worth $13.5K as of Q2 2026.
Caldwell Sutter Capital sold 25,000 ArrowMark Financial shares in Q2 2026, an estimated $490K.
ArrowMark Financial made up 0.01% of Caldwell Sutter Capital's portfolio in Q2 2026, its #576 holding.
Caldwell Sutter Capital first reported a position in ArrowMark Financial in Q4 2022 and has held it in 15 quarters since.
Caldwell Sutter Capital's ArrowMark Financial position peaked at $490K in Q1 2026.
36 funds tracked by Wall St. Rank held ArrowMark Financial as of Q2 2026.

Based on Caldwell Sutter Capital's 13F filing for Q2 2026, filed 5 Aug 2026.