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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
726
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$2.56K ﹤0.01%
296
– –
AVNT icon
727
Avient
AVNT
$3.41B
$2.54K ﹤0.01%
70
– –
BCD icon
728
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$398M
$2.5K ﹤0.01%
70
– –
SCHA icon
729
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$2.5K ﹤0.01%
86
– –
VVV icon
730
Valvoline
VVV
$5.13B
$2.49K ﹤0.01%
74
– –
ATAI icon
731
AtaiBeckley Inc
ATAI
$2.66B
$2.48K ﹤0.01%
700
– –
SNY icon
732
Sanofi
SNY
$109B
$2.41K ﹤0.01%
50
– –
PWZ icon
733
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.15B
$2.39K ﹤0.01%
+100
New +$2.42K
SHOP icon
734
Shopify
SHOP
$169B
$2.37K ﹤0.01%
20
– –
CTSH icon
735
Cognizant
CTSH
$23.8B
$2.33K ﹤0.01%
38
– –
VT icon
736
Vanguard Total World Stock ETF
VT
$76.3B
$2.32K ﹤0.01%
17
– –
KKR icon
737
KKR & Co
KKR
$92.2B
$2.31K ﹤0.01%
+25
New +$2.63K
SHE icon
738
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$323M
$2.3K ﹤0.01%
18
– –
VRSK icon
739
Verisk Analytics
VRSK
$27.8B
$2.28K ﹤0.01%
12
– –
TPCS icon
740
TechPrecision Corp
TPCS
$45.6M
$2.26K ﹤0.01%
750
– –
ZION icon
741
Zions Bancorporation
ZION
$10.1B
$2.25K ﹤0.01%
39
– –
HAS icon
742
Hasbro
HAS
$13.6B
$2.25K ﹤0.01%
24
– –
OBDC icon
743
Blue Owl Capital
OBDC
$5.47B
$2.21K ﹤0.01%
+200
New +$2.35K
IXN icon
744
iShares Global Tech ETF
IXN
$8.1B
$2.2K ﹤0.01%
22
+10
+83% +$1.06K
PIO icon
745
Invesco Global Water ETF
PIO
$274M
$2.17K ﹤0.01%
50
– –
DKNG icon
746
DraftKings
DKNG
$12.2B
$2.16K ﹤0.01%
100
– –
HLT icon
747
Hilton Worldwide
HLT
$72.6B
$2.13K ﹤0.01%
7
– –
PULS icon
748
PGIM Ultra Short Bond ETF
PULS
$17.7B
$2.13K ﹤0.01%
43
– –
LITE icon
749
Lumentum
LITE
$50.7B
$2.11K ﹤0.01%
3
– –
STWD icon
750
Starwood Property Trust
STWD
$6.18B
$2.1K ﹤0.01%
122
– –
28 29
30
31 32

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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.