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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTV icon
676
Aptiv
APTV
$12.6B
$3.82K ﹤0.01%
55
– –
CNI icon
677
Canadian National Railway
CNI
$78.3B
$3.8K ﹤0.01%
37
– –
OR icon
678
OR Royalties Inc
OR
$5.52B
$3.8K ﹤0.01%
100
– –
SLQD icon
679
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$3.79K ﹤0.01%
75
– –
RELX icon
680
RELX
RELX
$66B
$3.78K ﹤0.01%
114
– –
LPCN icon
681
Lipocine
LPCN
$17.6M
$3.76K ﹤0.01%
471
– –
RIO icon
682
Rio Tinto
RIO
$149B
$3.73K ﹤0.01%
40
– –
KIM icon
683
Kimco Realty
KIM
$17.7B
$3.73K ﹤0.01%
166
– –
OSK icon
684
Oshkosh
OSK
$9.51B
$3.68K ﹤0.01%
25
– –
VOOG icon
685
Vanguard S&P 500 Growth ETF
VOOG
$25.2B
$3.67K ﹤0.01%
54
– –
REET icon
686
iShares Global REIT ETF
REET
$5.18B
$3.6K ﹤0.01%
143
– –
SIMO icon
687
Silicon Motion
SIMO
$7.51B
$3.59K ﹤0.01%
32
– –
ETN icon
688
Eaton
ETN
$150B
$3.58K ﹤0.01%
10
– –
WCN
689
Waste Connections
WCN
$42.7B
$3.57K ﹤0.01%
22
– –
ACN icon
690
Accenture
ACN
$101B
$3.57K ﹤0.01%
18
– –
ROP icon
691
Roper Technologies
ROP
$38.7B
$3.54K ﹤0.01%
10
– –
BBAI icon
692
BigBear.ai
BBAI
$1.32B
$3.52K ﹤0.01%
1,000
– –
HYMB icon
693
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$3.47K ﹤0.01%
140
– –
FTCA
694
Franklin California Municipal Income ETF
FTCA
$610M
$3.46K ﹤0.01%
476
– –
FDIQ
695
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$53.7M
$3.42K ﹤0.01%
50
– –
WTRG icon
696
Essential Utilities
WTRG
$11.5B
$3.42K ﹤0.01%
85
– –
PRLD icon
697
Prelude Therapeutics
PRLD
$370M
$3.42K ﹤0.01%
1,000
-1,000
-50% -$2.62K
EWK icon
698
iShares MSCI Belgium ETF
EWK
$164M
$3.4K ﹤0.01%
140
– –
WAL icon
699
Western Alliance Bancorporation
WAL
$9.13B
$3.4K ﹤0.01%
48
– –
WAFD icon
700
WaFd
WAFD
$2.71B
$3.39K ﹤0.01%
108
+25
+30% +$804
26 27
28
29 30

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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.