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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXTI icon
626
AXT Inc
AXTI
$2.6B
$5.7K ﹤0.01%
100
– –
HSBC icon
627
HSBC
HSBC
$352B
$5.69K ﹤0.01%
69
– –
AA icon
628
Alcoa
AA
$11.3B
$5.69K ﹤0.01%
86
– –
TEL icon
629
TE Connectivity
TEL
$61B
$5.64K ﹤0.01%
27
– –
PBI icon
630
Pitney Bowes
PBI
$2.41B
$5.53K ﹤0.01%
500
– –
BIIB icon
631
Biogen
BIIB
$31.9B
$5.5K ﹤0.01%
30
– –
CTGO icon
632
Contango Silver & Gold Inc
CTGO
$510M
$5.49K ﹤0.01%
+293
New +$7.73K
WES icon
633
Western Midstream Partners
WES
$19.6B
$5.35K ﹤0.01%
130
+25
+24% +$1.03K
FANG icon
634
Diamondback Energy
FANG
$56.1B
$5.34K ﹤0.01%
27
– –
CCD
635
Calamos Dynamic Convertible & Income Fund
CCD
$686M
$5.34K ﹤0.01%
250
– –
RKLB icon
636
Rocket Lab Corp
RKLB
$38.3B
$5.33K ﹤0.01%
83
– –
EFV icon
637
iShares MSCI EAFE Value ETF
EFV
$28.3B
$5.28K ﹤0.01%
71
– –
GBTC icon
638
Grayscale Bitcoin Trust
GBTC
$9.62B
$5.28K ﹤0.01%
100
– –
ZTS icon
639
Zoetis
ZTS
$33B
$5.2K ﹤0.01%
44
-6
-12% -$742
ROST icon
640
Ross Stores
ROST
$80.1B
$5.2K ﹤0.01%
24
– –
AMBA icon
641
Ambarella
AMBA
$2.9B
$5.15K ﹤0.01%
100
– –
SNDK
642
Sandisk
SNDK
$150B
$5.08K ﹤0.01%
8
– –
SCHF icon
643
Schwab International Equity ETF
SCHF
$64.9B
$5.05K ﹤0.01%
204
+9
+5% +$229
TKO icon
644
TKO Group
TKO
$13.9B
$5.04K ﹤0.01%
25
– –
BSX icon
645
Boston Scientific
BSX
$68.7B
$5.02K ﹤0.01%
80
– –
SIVR icon
646
abrdn Physical Silver Shares ETF
SIVR
$3.95B
$5.01K ﹤0.01%
70
-55
-44% -$4.39K
ETH
647
Grayscale Ethereum Staking Mini ETF Shares
ETH
$1.72B
$4.96K ﹤0.01%
250
+75
+43% +$1.7K
HNNA icon
648
Hennessy Advisors
HNNA
$78M
$4.92K ﹤0.01%
505
– –
ASIX icon
649
AdvanSix
ASIX
$541M
$4.88K ﹤0.01%
200
– –
OIH icon
650
VanEck Oil Services ETF
OIH
$1.99B
$4.85K ﹤0.01%
12
+6
+100% +$2.2K
24 25
26
27 28

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HWM
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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.