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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBLI icon
426
Global Indemnity Group
GBLI
$406M
$32.7K 0.01%
1,200
– –
TFLO icon
427
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$32.2K 0.01%
636
+83
+15% +$4.2K
TMUS icon
428
T-Mobile US
TMUS
$195B
$32.1K 0.01%
153
-25
-14% -$5.13K
SPSM icon
429
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$31.9K 0.01%
660
-27
-4% -$1.34K
SLV icon
430
iShares Silver Trust
SLV
$27.5B
$31.8K 0.01%
467
-23
-5% -$1.75K
IYM icon
431
iShares US Basic Materials ETF
IYM
$1.14B
$31.7K 0.01%
180
– –
OKLO
432
Oklo
OKLO
$6.74B
$30.5K 0.01%
616
+112
+22% +$8.05K
KBE icon
433
State Street SPDR S&P Bank ETF
KBE
$1.65B
$30.5K 0.01%
512
+3
+0.6% +$187
TD icon
434
Toronto Dominion Bank
TD
$197B
$30.2K 0.01%
324
-53
-14% -$5.04K
BOH icon
435
Bank of Hawaii
BOH
$3.16B
$29.7K 0.01%
400
-175
-30% -$13K
IYJ icon
436
iShares US Industrials ETF
IYJ
$1.99B
$29.5K 0.01%
200
– –
GPMT
437
Granite Point Mortgage Trust
GPMT
$64.7M
$29.3K 0.01%
20,232
– –
TIP icon
438
iShares TIPS Bond ETF
TIP
$14.5B
$28.9K 0.01%
262
+5
+2% +$553
VNQ icon
439
Vanguard Real Estate ETF
VNQ
$40.1B
$28.6K 0.01%
322
-61
-16% -$5.59K
PFF icon
440
iShares Preferred and Income Securities ETF
PFF
$13.2B
$28.5K 0.01%
940
+75
+9% +$2.35K
TLH icon
441
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$28.1K 0.01%
279
+13
+5% +$1.33K
REZI icon
442
Resideo Technologies
REZI
$5.42B
$28.1K 0.01%
833
– –
CI icon
443
Cigna
CI
$79.8B
$28K 0.01%
105
– –
TM icon
444
Toyota
TM
$230B
$27.4K 0.01%
133
+17
+15% +$3.84K
SOLV icon
445
Solventum
SOLV
$15B
$27.1K 0.01%
415
+12
+3% +$891
DBC icon
446
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$27.1K 0.01%
935
+150
+19% +$3.81K
PDT
447
John Hancock Premium Dividend Fund
PDT
$638M
$27K 0.01%
2,058
– –
GRAL
448
GRAIL Inc
GRAL
$2.79B
$26.8K 0.01%
518
– –
VBR icon
449
Vanguard Small-Cap Value ETF
VBR
$37.5B
$25.6K 0.01%
118
– –
JAAA icon
450
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$25.2K 0.01%
501
– –
16 17
18
19 20

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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.