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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXC icon
401
Mexco Energy
MXC
$17.9M
$40.9K 0.02%
4,000
– –
TMO icon
402
Thermo Fisher Scientific
TMO
$214B
$40.8K 0.02%
83
– –
PHG icon
403
Philips
PHG
$25B
$40.7K 0.02%
1,541
– –
AL
404
DELISTED
Air Lease Corp
AL
$39.9K 0.02%
615
– –
ADM icon
405
Archer Daniels Midland
ADM
$40.1B
$39.6K 0.02%
545
– –
DD icon
406
DuPont de Nemours
DD
$19B
$39.3K 0.02%
286
– –
CWT icon
407
California Water Service
CWT
$3.14B
$38.8K 0.02%
855
– –
NI icon
408
NiSource
NI
$21.9B
$38.7K 0.02%
830
-200
-19% -$9.01K
LLY icon
409
Eli Lilly
LLY
$1.09T
$38.6K 0.02%
42
-17
-29% -$17.2K
GS icon
410
Goldman Sachs
GS
$305B
$37.2K 0.02%
44
+4
+10% +$3.57K
MAA icon
411
Mid-America Apartment Communities
MAA
$15.8B
$36.6K 0.01%
300
– –
FPF
412
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$36.1K 0.01%
2,050
– –
IGSB icon
413
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$35.8K 0.01%
682
– –
NGVT icon
414
Ingevity
NGVT
$2.59B
$35.6K 0.01%
500
– –
BANC icon
415
Banc of California
BANC
$3.27B
$35.2K 0.01%
2,000
– –
SIL icon
416
Global X Silver Miners ETF NEW
SIL
$3.99B
$35.1K 0.01%
+390
New +$38.4K
HURC icon
417
Hurco Companies Inc
HURC
$135M
$34.9K 0.01%
2,374
– –
IYE icon
418
iShares US Energy ETF
IYE
$1.69B
$34.7K 0.01%
535
– –
AVY icon
419
Avery Dennison
AVY
$12.9B
$34.2K 0.01%
198
– –
SILJ icon
420
Amplify Junior Silver Miners ETF
SILJ
$3.19B
$34.2K 0.01%
+1,150
New +$38.1K
NOC icon
421
Northrop Grumman
NOC
$78B
$34.1K 0.01%
50
-10
-17% -$6.91K
HOPE icon
422
Hope Bancorp
HOPE
$1.8B
$33.5K 0.01%
3,000
-1,000
-25% -$11.6K
TECK icon
423
Teck Resources
TECK
$28.8B
$33.4K 0.01%
646
– –
AMD icon
424
Advanced Micro Devices
AMD
$741B
$33.2K 0.01%
163
– –
DBB icon
425
Invesco DB Base Metals Fund
DBB
$305M
$32.8K 0.01%
1,397
+190
+16% +$4.53K
15 16
17
18 19

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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.