Caldwell Sutter Capital’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Caldwell Sutter Capital’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$33.8K	Sell	640 -20	-3%	-$1.13K	0.01%	454
2026 Q2	$38.1K	Hold	660	–	–	0.01%	440
2026 Q1	$31.9K	Sell	660 -27	-4%	-$1.34K	0.01%	429
2025 Q4	$32.2K	Hold	687	–	–	0.01%	419
2025 Q3	$31.8K	Hold	687	–	–	0.01%	419
2025 Q2	$29.3K	Hold	687	–	–	0.01%	417
2025 Q1	$28K	Hold	687	–	–	0.01%	422
2024 Q4	$30.9K	Hold	687	–	–	0.01%	421
2024 Q3	$31.3K	Hold	687	–	–	0.01%	422
2024 Q2	$28.5K	Hold	687	–	–	0.01%	428
2024 Q1	$29.6K	Hold	687	–	–	0.01%	418
2023 Q4	$29K	Hold	687	–	–	0.01%	410
2023 Q3	$25.4K	Hold	687	–	–	0.01%	403
2023 Q2	$26.7K	Buy	687 +660	+2,444%	+$24.5K	0.01%	403
2023 Q1	$1.02K	Buy	+27	New	+$1.05K	﹤0.01%	525

Other funds holding SPSM

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Valmark Advisers Akron, Ohio $9.7B AUM 10.44% 1-Year Est. Return

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.66B AUM 9.25% 1-Year Est. Return

Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

AssetMark Inc Concord, California $59.5B AUM 15.92% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $191B AUM 30.51% 1-Year Est. Return

Pinnacle Wealth Planning Services Mansfield, Ohio $1.03B AUM 22.32% 1-Year Est. Return

Wealthcare Advisory Partners West Chester, Pennsylvania $5.9B AUM 14.62% 1-Year Est. Return

Crestwood Advisors Group Boston, Massachusetts $6.76B AUM 24% 1-Year Est. Return

Caldwell Sutter Capital's SPSM Position: Q3 2026 in Review

Caldwell Sutter Capital reduced its State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) stake by 3% in Q3 2026, selling an estimated $1.13K and leaving 640 shares worth $33.8K. The position accounts for 0.01% of the portfolio, ranked #454.

Caldwell Sutter Capital first reported a position in SPSM in Q1 2023 and has held it in 15 quarters since. The position peaked at $38.1K in Q2 2026. 738 funds tracked by Wall St. Rank hold SPSM as of Q3 2026.

Caldwell Sutter Capital held 640 shares of State Street SPDR Portfolio S&P 600 Small Cap ETF worth $33.8K as of Q3 2026.
Caldwell Sutter Capital sold 20 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q3 2026, an estimated $1.13K.
State Street SPDR Portfolio S&P 600 Small Cap ETF made up 0.01% of Caldwell Sutter Capital's portfolio in Q3 2026, its #454 holding.
Caldwell Sutter Capital first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q1 2023 and has held it in 15 quarters since.
Caldwell Sutter Capital's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $38.1K in Q2 2026.
738 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q3 2026.

Based on Caldwell Sutter Capital's 13F filing for Q3 2026, filed 9 Nov 2026.