BlackRock Investment Management’s Caterpillar CAT Stock Holding History

BlackRock Investment Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$1.16M	Sell	12,500 -5,500	-31%	-$498K	﹤0.01%	2610
2016 Q3	$1.6M	Buy	18,000 +3,500	+24%	+$286K	﹤0.01%	2336
2016 Q2	$1.1M	Buy	14,500 +7,500	+107%	+$562K	﹤0.01%	2556
2016 Q1	$536K	Buy	+7,000	New	+$469K	﹤0.01%	2873
2015 Q1	–	Sell	-1,500	Closed	-$137K	–	4071
2014 Q4	$137K	Sell	1,500 -3,500	-70%	-$341K	﹤0.01%	3298
2014 Q3	$496K	Buy	+5,000	New	+$530K	﹤0.01%	2981

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

BlackRock Investment Management's CAT Position: Q4 2016 in Review

BlackRock Investment Management increased its Caterpillar (CAT) stake by 6.4% in Q4 2016, buying an estimated $6.57M and bringing the position to 1,197,051 shares worth $111M. The position accounts for 0.13% of the portfolio, ranked #159.

BlackRock Investment Management first reported a position in CAT in Q2 2013 and has held it in 15 quarters since. The position peaked at $118M in Q2 2014. 1,163 funds tracked by Wall St. Rank hold CAT as of Q4 2016.

BlackRock Investment Management held 1,197,051 shares of Caterpillar worth $111M as of Q4 2016.
BlackRock Investment Management bought 72,441 Caterpillar shares in Q4 2016, an estimated $6.57M.
Caterpillar made up 0.13% of BlackRock Investment Management's portfolio in Q4 2016, its #159 holding.
BlackRock Investment Management first reported a position in Caterpillar in Q2 2013 and has held it in 15 quarters since.
BlackRock Investment Management's Caterpillar position peaked at $118M in Q2 2014.
1,163 funds tracked by Wall St. Rank held Caterpillar as of Q4 2016.

Based on BlackRock Investment Management's 13F filing for Q4 2016, filed 10 Feb 2017.