BlackRock Advisors’s Caterpillar CAT Stock Holding History

BlackRock Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$22.3M	Sell	240,000 -25,000	-9%	-$2.27M	0.02%	525
2016 Q3	$23.5M	Buy	265,000 +15,000	+6%	+$1.23M	0.02%	472
2016 Q2	$19M	Buy	250,000 +150,000	+150%	+$11.2M	0.02%	544
2016 Q1	$7.66M	Buy	+100,000	New	+$6.71M	0.01%	921
2015 Q1	–	Sell	-25,000	Closed	-$2.29M	–	3619
2014 Q4	$2.29M	Sell	25,000 -22,800	-48%	-$2.22M	﹤0.01%	1156
2014 Q3	$4.73M	Buy	+47,800	New	+$5.07M	﹤0.01%	982

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

BlackRock Advisors's CAT Position: Q4 2016 in Review

BlackRock Advisors reduced its Caterpillar (CAT) stake by 84% in Q4 2016, selling an estimated $25.3M and leaving 54,295 shares worth $5.04M. The position accounts for 0.01% of the portfolio, ranked #1136.

BlackRock Advisors first reported a position in CAT in Q2 2013 and has held it in 15 quarters since. The position peaked at $54.2M in Q1 2016. 1,162 funds tracked by Wall St. Rank hold CAT as of Q4 2016.

BlackRock Advisors held 54,295 shares of Caterpillar worth $5.04M as of Q4 2016.
BlackRock Advisors sold 279,340 Caterpillar shares in Q4 2016, an estimated $25.3M.
Caterpillar made up 0.01% of BlackRock Advisors's portfolio in Q4 2016, its #1136 holding.
BlackRock Advisors first reported a position in Caterpillar in Q2 2013 and has held it in 15 quarters since.
BlackRock Advisors's Caterpillar position peaked at $54.2M in Q1 2016.
1,162 funds tracked by Wall St. Rank held Caterpillar as of Q4 2016.

Based on BlackRock Advisors's 13F filing for Q4 2016, filed 10 Feb 2017.