BCM

Basso Capital Management Portfolio holdings

AUM $135M
1-Year Return 16.87%
This Quarter Return
+0.34%
1 Year Return
+16.87%
3 Year Return
+70.53%
5 Year Return
+75.44%
10 Year Return
+108.58%
AUM
$592M
AUM Growth
+$50.2M
Cap. Flow
-$489M
Cap. Flow %
-82.68%
Top 10 Hldgs %
54.02%
Holding
136
New
17
Increased
11
Reduced
11
Closed
12

Top Buys

1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$2.33M
2
LRCX icon
Lam Research
LRCX
$1.54M
3
HLX icon
Helix Energy Solutions
HLX
$1.26M
4
HOS
Hornbeck Offshore Services, Inc.
HOS
$1.13M
5
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$870K

Top Sells

1
PDLI
PDL BioPharma, Inc.
PDLI
$3.15M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.94M
3
HPAC
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
$2.62M
4
QGENF
QIAGEN NV
QGENF
$2.52M
5
BZT
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$1.68M

Sector Composition

1 Communication Services 0.99%
2 Consumer Discretionary 0.99%
3 Technology 0.7%
4 Industrials 0.52%
5 Healthcare 0.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ON icon
26
ON Semiconductor
ON
$19.6B
$758K 0.13%
82,900
– –
JACQ
27
DELISTED
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
$657K 0.11%
+62,611
New +$657K
LAB icon
28
Standard BioTools
LAB
$477M
$653K 0.11%
+22,200
New +$653K
AKAM icon
29
Akamai
AKAM
$11B
$641K 0.11%
+10,500
New +$641K
EPR.PRC icon
30
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$129M
$536K 0.09%
23,855
-20,000
-46% -$449K
MFIC icon
31
MidCap Financial Investment
MFIC
$1.21B
$519K 0.09%
20,100
– –
VOLC
32
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$518K 0.09%
+29,400
New +$518K
UMC icon
33
United Microelectronic
UMC
$17.2B
$414K 0.07%
171,600
– –
PSEC icon
34
Prospect Capital
PSEC
$1.32B
$378K 0.06%
+35,600
New +$378K
BMRN icon
35
BioMarin Pharmaceuticals
BMRN
$10.9B
$361K 0.06%
+5,800
New +$361K
PDLI
36
DELISTED
PDL BioPharma, Inc.
PDLI
$340K 0.06%
35,082
-324,590
-90% -$3.15M
YHOO
37
DELISTED
Yahoo Inc
YHOO
$295K 0.05%
+8,400
New +$295K
QPAC
38
DELISTED
QUINPARIO ACQUISITION CORP COM STK
QPAC
$282K 0.05%
26,844
-74,356
-73% -$781K
ZIONZ
39
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$168K 0.03%
50,000
– –
GCVRZ
40
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$138K 0.02%
275,000
– –
JE
41
DELISTED
Just Energy Group Inc
JE
$115K 0.02%
+606
New +$115K
C.WS.A
42
DELISTED
Citigroup Inc
C.WS.A
$102K 0.02%
166,500
– –
ROIQW
43
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$102K 0.02%
290,168
– –
BLBD icon
44
Blue Bird Corp
BLBD
$1.82B
$97K 0.02%
+10,000
New +$97K
AGFS
45
DELISTED
AgroFresh Solutions, Inc. Common Stock
AGFS
$84K 0.01%
+8,600
New +$84K
BAC.WS.B
46
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$69K 0.01%
91,600
– –
QGENF
47
DELISTED
QIAGEN NV
QGENF
$49K 0.01%
2,000
-103,000
-98% -$2.52M
C.WS.B
48
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$3K ﹤0.01%
115,500
– –
SITC icon
49
SITE Centers
SITC
$485M
– –
0
– –
SPXU icon
50
ProShares UltraPro Short S&P 500
SPXU
$524M
– –
-75
Closed -$421K
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