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BAM

Banta Asset Management Portfolio holdings

AUM $112M
This Fund
S&P 500
This Quarter Est. Return
-11.5%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$59.4M
AUM Growth
+$15.8M
Cap. Flow
+$22.6M
Cap. Flow %
38.05%
Top 10 Hldgs %
43.66%
Holding
37
New
13
Increased
5
Reduced
13
Closed
3

Top Buys

Rank Stock Value
1
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$3.09M
2
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$2.36M
3
CMI icon
Cummins
CMI
+$2.29M
4
MU icon
Micron Technology
MU
+$2.14M
5
MON
Monsanto Co
MON
+$2.14M

Top Sells

Rank Stock Value
1
AVNS icon
Avanos Medical
AVNS
+$2.42M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.25M
3
TEX icon
Terex
TEX
+$1.37M
4
WFM
Whole Foods Market Inc
WFM
+$1.18M
5
CTY
QWEST CORPORATION 6.125% NOTES DUE 2053
CTY
+$875K

Sector Composition

Rank Sector Weight
1 Technology 15.45%
2 Industrials 11.32%
3 Healthcare 11.28%
4 Energy 6.24%
5 Materials 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NM.PRG
26
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$1.32M 2.23%
74,000
-250
-0.3% -$4.62K
UZB
27
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$1.23M 2.06%
48,400
-200
-0.4% -$5.1K
ABBV icon
28
AbbVie
ABBV
$465B
$1.14M 1.92%
+20,905
New +$1.36M
ABR.PRC
29
DELISTED
Arbor Realty Trust, Inc. 8.50% Series C Cumulative Redeemable Preferred Stock, Liquidation Preferenc
ABR.PRC
$1.11M 1.88%
44,900
– –
CFC.PRB.CL
30
DELISTED
Countrywide Capital V
CFC.PRB.CL
$1.1M 1.86%
43,033
-200
-0.5% -$5.13K
ENH.PRB
31
DELISTED
ENDURANCE SPECIALTY HLDGS LTD PFD SR B (BMU)
ENH.PRB
$951K 1.6%
36,876
– –
MER.PRP.CL
32
DELISTED
Merrill Lynch Capital Trust Iii
MER.PRP.CL
$355K 0.6%
13,900
-300
-2% -$7.74K
MER.PRM
33
DELISTED
MERRILL LYNCH CAP TRII GUARANTEED TRUST PFD SECS 6.450%
MER.PRM
$304K 0.51%
11,985
– –
FRC.PRE.CL
34
DELISTED
First Republic Bank
FRC.PRE.CL
$249K 0.42%
9,083
-450
-5% -$12.5K
AVNS icon
35
Avanos Medical
AVNS
– –
-59,829
Closed -$2.42M
TEX icon
36
Terex
TEX
$7.37B
– –
-58,754
Closed -$1.37M
WFM
37
DELISTED
Whole Foods Market Inc
WFM
– –
-29,800
Closed -$1.18M
1
2

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Banta Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Banta Asset Management held 37 positions worth $59.4M, up 36% from $43.5M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Banta Asset Management deployed $22.6M of net new capital in Q3 2015, opening 13 new positions and adding to 5 existing holdings. Its largest new stake was MALLINCKRODT PUBLIC LIMITED COMPANY: 31,203 shares worth $2M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $2.25M trimmed.

  • Banta Asset Management's largest Q3 2015 buy was MALLINCKRODT PUBLIC LIMITED COMPANY: 31,203 shares worth $2M.
  • Banta Asset Management added most to Procter & Gamble in Q3 2015, an estimated $1.82M increase.
  • Banta Asset Management's biggest Q3 2015 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $2.25M.
  • Banta Asset Management fully exited Avanos Medical in Q3 2015, selling an estimated $2.42M.
  • Banta Asset Management's ten largest holdings make up 44% of its $59.4M portfolio in Q3 2015.
  • Banta Asset Management opened 13 new positions and closed 3 in Q3 2015.
  • Banta Asset Management's portfolio value rose 36% quarter-over-quarter to $59.4M.

Based on Banta Asset Management's 13F filing for Q3 2015, filed 12 Nov 2015.