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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGU
2401
DELISTED
PROSHARES TR ULTRA INVT GRADE CORP
IGU
– –
-350
Closed -$20.6K
QLIK
2402
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-400
Closed -$9.05K
KKD
2403
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
– –
-150
Closed -$2.4K
QIHU
2404
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
– –
-200
Closed -$18.4K
LNCO
2405
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-150
Closed -$4.69K
TWC
2406
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-534
Closed -$78.6K
LIWA
2407
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
– –
-3,000
Closed -$900
LDK
2408
DELISTED
LDK SOLAR CO LTD.
LDK
– –
-3,020
Closed -$1.69K
LLEN
2409
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
– –
-64,000
Closed -$22.4K
PWY
2410
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
– –
-1,308
Closed -$33.8K
FCGL
2411
DELISTED
DIREXION DAILY NATURAL GAS RELATED BULL 2X SHARES
FCGL
– –
-100
Closed -$5.69K
XLPS
2412
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER STAPLES PORT
XLPS
– –
-1,260
Closed -$63.7K
XLKS
2413
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
– –
-3,151
Closed -$148K
XLIS
2414
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
– –
-11
Closed -$524
XLBS
2415
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
– –
-2,090
Closed -$97.3K
ATAXZ
2416
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
– –
-4,000
Closed -$24.1K
NKBS
2417
DELISTED
NEWTEK BUSINESS SERVICES, INC.
NKBS
– –
-5,500
Closed -$15.1K
PQUE
2418
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
– –
-1,600
Closed -$12K
KNGT
2419
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
– –
-447
Closed -$10.6K
GAS
2420
DELISTED
AGL Resources Inc
GAS
– –
-1,799
Closed -$99K
EE
2421
DELISTED
El Paso Electric Company
EE
– –
-178
Closed -$7.16K
DO
2422
DELISTED
Diamond Offshore Drilling
DO
– –
-452
Closed -$22.4K
GOLD
2423
DELISTED
Randgold Resources Ltd
GOLD
– –
-126
Closed -$10.5K
PKO
2424
DELISTED
Pimco Income Opportunity Fund
PKO
– –
-960
Closed -$28.1K
WOOF
2425
DELISTED
VCA Inc.
WOOF
– –
-625
Closed -$21.9K
95 96
97
98 99

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.