BRWA
XLIS

B. Riley Wealth Advisors’s POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO XLIS Stock Holding History

B. Riley Wealth Advisors’s Portfolio XLIS Stock Details XLIS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-11
Closed -$524 – 2588
2014
Q2 		$524 Buy
+11
New +$524 ﹤0.01% 2325

Other funds holding XLIS

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
ST
Spinnaker Trust Portland, Maine $1.81B AUM 17.83% 1-Year Est. Return
SIC
Salem Investment Counselors Winston Salem, North Carolina $4.03B AUM 61.49% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
X
Xponance Philadelphia, Pennsylvania $14.1B AUM 30.11% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

B. Riley Wealth Advisors's XLIS Position: Q3 2014 in Review

B. Riley Wealth Advisors sold out of POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO (XLIS) in Q3 2014, closing a stake of 11 shares — an estimated $524 sold.

B. Riley Wealth Advisors first reported a position in XLIS in Q2 2014 and held it in 1 quarter. The position peaked at $524 in Q2 2014. 28 funds tracked by Wall St. Rank hold XLIS as of Q3 2014.

  • B. Riley Wealth Advisors reported no remaining POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO position as of Q3 2014 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 11 POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO shares in Q3 2014, an estimated $524.
  • B. Riley Wealth Advisors first reported a position in POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO in Q2 2014 and held it in 1 quarter.
  • B. Riley Wealth Advisors's POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO position peaked at $524 in Q2 2014.
  • 28 funds tracked by Wall St. Rank held POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO as of Q3 2014.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.