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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIBB
2326
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-825
Closed -$44.7K
CAM
2327
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-8
Closed -$542
HOT
2328
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-1,928
Closed -$156K
CA
2329
DELISTED
CA, Inc.
CA
– –
-575
Closed -$16.5K
PDLI
2330
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-36
Closed -$348
VIA
2331
DELISTED
Viacom Inc. Class A
VIA
– –
-825
Closed -$71.6K
KNL
2332
DELISTED
Knoll, Inc.
KNL
– –
-228
Closed -$3.95K
AQQ
2333
DELISTED
AMERICAN SPECTRUM REALTY INC
AQQ
– –
-44
Closed -$35
MNTX
2334
DELISTED
Manitex International, Inc.
MNTX
– –
-900
Closed -$14.6K
FM
2335
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-63
Closed -$2.27K
EBIX
2336
DELISTED
Ebix Inc
EBIX
– –
-100
Closed -$1.43K
UBA
2337
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
– –
-1,901
Closed -$39.7K
NID
2338
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-4,000
Closed -$50.4K
SBNY
2339
DELISTED
Signature Bank
SBNY
– –
-367
Closed -$46.3K
MBT
2340
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-455
Closed -$8.98K
WBK
2341
DELISTED
Westpac Banking Corporation
WBK
– –
-1,000
Closed -$32.1K
GRA
2342
DELISTED
W.R. Grace & Co.
GRA
– –
-853
Closed -$80.6K
CBB.PRB
2343
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
– –
-1,000
Closed -$48.3K
BBF
2344
DELISTED
BlackRock Municipal Income Investment Trust
BBF
– –
-1,500
Closed -$21K
CEO
2345
DELISTED
CNOOC Limited
CEO
– –
-140
Closed -$25.1K
CHU
2346
DELISTED
China Unicom (HONG KONG) Limited
CHU
– –
-300
Closed -$4.6K
DJCI
2347
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
– –
-861
Closed -$21.6K
FUD
2348
DELISTED
E-TRACS UBS Bloomberg CMCI Food ETN
FUD
– –
-200
Closed -$5.36K
BDCS
2349
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
– –
-200
Closed -$5.29K
VVUS
2350
DELISTED
Vivus Inc
VVUS
– –
-15
Closed -$798
92 93
94
95 96

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.