B. Riley Wealth Advisors’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q1
Sell
-200
Closed -$5 2703
2014
Q4
$5 Buy
+200
New +$5 ﹤0.01% 3189
2014
Q3
Sell
-200
Closed -$5.29K 2524
2014
Q2
$5.29K Buy
+200
New +$5.29K ﹤0.01% 2021