B. Riley Wealth Advisors’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

B. Riley Wealth Advisors’s Portfolio DJCI Stock Details DJCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-861	Closed	-$21.6K	–	2521
2014 Q2	$21.6K	Buy	+861	New	+$21.7K	0.01%	1431

Other funds holding DJCI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CAM

Centre Asset Management New York $389M AUM 7.61% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

B. Riley Wealth Advisors's DJCI Position: Q3 2014 in Review

B. Riley Wealth Advisors sold out of ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) in Q3 2014, closing a stake of 861 shares — an estimated $21.6K sold.

B. Riley Wealth Advisors first reported a position in DJCI in Q2 2014 and held it in 1 quarter. The position peaked at $21.6K in Q2 2014. 5 funds tracked by Wall St. Rank hold DJCI as of Q3 2014.

B. Riley Wealth Advisors reported no remaining ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position as of Q3 2014 after selling out during the quarter.
B. Riley Wealth Advisors sold 861 ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 shares in Q3 2014, an estimated $21.6K.
B. Riley Wealth Advisors first reported a position in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 in Q2 2014 and held it in 1 quarter.
B. Riley Wealth Advisors's ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position peaked at $21.6K in Q2 2014.
5 funds tracked by Wall St. Rank held ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 as of Q3 2014.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.