B. Riley Wealth Advisors’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2014
Q3
Sell
-861
Closed -$21.6K 2522
2014
Q2
$21.6K Buy
+861
New +$21.6K 0.01% 1431