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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TKR icon
2151
Timken Company
TKR
$9.19B
$4 ﹤0.01%
+105
New +$4.41K
UEIC icon
2152
Universal Electronics
UEIC
$59.2M
$4 ﹤0.01%
+58
New +$3.33K
UIS icon
2153
Unisys
UIS
$252M
$4 ﹤0.01%
+119
New +$2.99K
UPBD icon
2154
Upbound Group
UPBD
$1.22B
$4 ﹤0.01%
+100
New +$3.22K
VEU icon
2155
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$4 ﹤0.01%
+81
New +$3.89K
VFL
2156
DELISTED
abrdn National Municipal Income Fund
VFL
$4 ﹤0.01%
+335
New +$4.33K
VKQ icon
2157
Invesco Municipal Trust
VKQ
$541M
$4 ﹤0.01%
+333
New +$4.2K
VOC icon
2158
VOC Energy
VOC
$56.4M
$4 ﹤0.01%
+770
New +$6.63K
WSO icon
2159
Watsco Inc
WSO
$13.2B
$4 ﹤0.01%
+37
New +$3.67K
XHB icon
2160
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$4 ﹤0.01%
+120
New +$3.81K
BCPC
2161
Balchem Corp
BCPC
$5.26B
$4 ﹤0.01%
+62
New +$3.87K
VOXX
2162
DELISTED
VOXX International Corporation Class A
VOXX
$4 ﹤0.01%
+400
New +$3.34K
BIG
2163
DELISTED
Big Lots, Inc.
BIG
$4 ﹤0.01%
+88
New +$3.91K
CAMP
2164
DELISTED
CalAmp Corp.
CAMP
$4 ﹤0.01%
+9
New +$3.84K
MTBL
2165
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$4 ﹤0.01%
+933
New +$4.17K
AVTA
2166
DELISTED
Avantax, Inc. Common Stock
AVTA
$4 ﹤0.01%
+286
New +$4.21K
CEL
2167
DELISTED
Cellcom Israel, Ltd.
CEL
$4 ﹤0.01%
+457
New +$4.46K
HSBC.PRA
2168
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$4 ﹤0.01%
+170
New +$4.32K
DNI
2169
DELISTED
Dividend and Income Fund
DNI
$4 ﹤0.01%
+253
New +$4.03K
HECO
2170
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
$4 ﹤0.01%
+100
New +$3.63K
ESL
2171
DELISTED
Esterline Technologies
ESL
$4 ﹤0.01%
+37
New +$4.16K
HSNI
2172
DELISTED
HSN, Inc.
HSNI
$4 ﹤0.01%
+59
New +$4.08K
FPP
2173
DELISTED
FieldPoint Petroleum Corporation
FPP
$4 ﹤0.01%
+2,500
New +$6.59K
SFR
2174
DELISTED
Starwood Waypoint Homes
SFR
$4 ﹤0.01%
+162
New +$4.19K
DWA
2175
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$4 ﹤0.01%
+200
New +$4.52K
85 86
87
88 89

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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.