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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARIA
2126
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-700
Closed -$4.46K
APOL
2127
DELISTED
Apollo Education Group Inc Class A
APOL
– –
-50
Closed -$1.56K
GGP
2128
DELISTED
GGP Inc.
GGP
– –
-266
Closed -$6.27K
IL
2129
DELISTED
IntraLinks Holdings Inc.
IL
– –
-500
Closed -$4.45K
STJ
2130
DELISTED
St Jude Medical
STJ
– –
-2,184
Closed -$151K
CTF
2131
DELISTED
Nuveen Long/Short Commodity Fd
CTF
– –
-4,500
Closed -$72.7K
VLTC
2132
DELISTED
Voltari Corporation
VLTC
– –
-360
Closed -$713
COWN
2133
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-1,851
Closed -$31.3K
AMSG
2134
DELISTED
Amsurg Corp
AMSG
– –
-135
Closed -$6.14K
AVG
2135
DELISTED
AVG Technologies N.V.
AVG
– –
-500
Closed -$10.1K
BLOX
2136
DELISTED
Infoblox Inc
BLOX
– –
-20
Closed -$263
RAX
2137
DELISTED
Rackspace Hosting Inc
RAX
– –
-120
Closed -$4.04K
SGI
2138
DELISTED
Silicon Graphics Intl.
SGI
– –
-273
Closed -$2.63K
DRYS
2139
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– -$30.8K
FAV
2140
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
– –
-2,039
Closed -$19.1K
CETC
2141
DELISTED
Hongli Clean Energy Technologies Corp. Common Stock
CETC
– –
-100
Closed -$1.22K
ITC
2142
DELISTED
ITC HOLDINGS CORP
ITC
– –
-264
Closed -$9.63K
SZMK
2143
DELISTED
SIZMEK INC COM STK (DE)
SZMK
– –
-300
Closed -$2.86K
FEIC
2144
DELISTED
FEI COMPANY
FEIC
– –
-125
Closed -$11.3K
BCS.PR.CL
2145
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
– –
-2,594
Closed -$65.8K
NPI
2146
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-855
Closed -$11.6K
SQNM
2147
DELISTED
SEQUENOM INC NEW
SQNM
– –
-2,220
Closed -$8.59K
RDEN
2148
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-20
Closed -$428
WPG
2149
DELISTED
Washington Prime Group Inc.
WPG
– –
-31
Closed -$5.16K
SGNT
2150
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
– –
-7,676
Closed -$198K
84 85
86
87 88

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.