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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OZK icon
2001
Bank OZK
OZK
$5.57B
$6 ﹤0.01%
+171
New +$5.97K
PGJ icon
2002
Invesco Golden Dragon China ETF
PGJ
$97.3M
$6 ﹤0.01%
+200
New +$5.91K
PRGS icon
2003
Progress Software
PRGS
$1.65B
$6 ﹤0.01%
+231
New +$6K
PULM icon
2004
Pulmatrix
PULM
$6.21M
$6 ﹤0.01%
+4
New +$8.53K
RMBS icon
2005
Rambus
RMBS
$9.72B
$6 ﹤0.01%
+500
New +$5.66K
ROM icon
2006
ProShares Ultra Technology
ROM
$1.12B
$6 ﹤0.01%
+1,280
New +$5.82K
RUSHA icon
2007
Rush Enterprises Class A
RUSHA
$6.21B
$6 ﹤0.01%
+430
New +$6.59K
SBRA icon
2008
Sabra Healthcare REIT
SBRA
$5.38B
$6 ﹤0.01%
+200
New +$5.51K
SCHH icon
2009
Schwab US REIT ETF
SCHH
$11.5B
$6 ﹤0.01%
+300
New +$5.62K
SIG icon
2010
Signet Jewelers
SIG
$3.72B
$6 ﹤0.01%
+49
New +$5.93K
SLV icon
2011
CALL
iShares Silver Trust
SLV
$28.6B
$6 ﹤0.01%
+25,000
New +$396K
SPSC icon
2012
SPS Commerce
SPSC
$2.42B
$6 ﹤0.01%
+212
New +$6.07K
STLA icon
2013
Stellantis
STLA
$17B
$6 ﹤0.01%
+767
New +$5.68K
TBI
2014
Trueblue
TBI
$222M
$6 ﹤0.01%
+275
New +$6.52K
TTWO icon
2015
Take-Two Interactive
TTWO
$46.3B
$6 ﹤0.01%
+200
New +$5.11K
UBSI icon
2016
United Bankshares
UBSI
$6.62B
$6 ﹤0.01%
+151
New +$5.19K
VMBS icon
2017
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$6 ﹤0.01%
+106
New +$5.62K
XES icon
2018
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$363M
$6 ﹤0.01%
+20
New +$6.54K
UCB
2019
United Community Banks
UCB
$4.23B
$6 ﹤0.01%
+322
New +$5.68K
GAP
2020
The Gap Inc
GAP
$7.34B
$6 ﹤0.01%
+150
New +$5.88K
TELL
2021
DELISTED
Tellurian Inc.
TELL
$6 ﹤0.01%
+875
New +$9.72K
IMGN
2022
DELISTED
Immunogen Inc
IMGN
$6 ﹤0.01%
+1,014
New +$9.27K
SYNH
2023
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$6 ﹤0.01%
+250
New +$5.95K
ACH
2024
DELISTED
Alum Corp of China Ltd
ACH
$6 ﹤0.01%
+500
New +$5.41K
GULF
2025
DELISTED
WisdomTree Middle East Dividend Fund
GULF
$6 ﹤0.01%
+300
New +$6.72K
79 80
81
82 83

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.