B. Riley Wealth Advisors’s SPDR S&P Oil & Gas Equipment & Services ETF XES Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-20	Closed	-$6	–	2004
2014 Q4	$6	Buy	+20	New	+$6	﹤0.01%	3098
2014 Q3	–	Sell	-83	Closed	-$40.7K	–	1914
2014 Q2	$40.7K	Buy	+83	New	+$40.7K	0.01%	1118