B. Riley Wealth Advisors’s Pulmatrix PULM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-4	Closed	-$6	–	1637
2014 Q4	$6	Buy	+4	New	+$6	﹤0.01%	3085
2014 Q3	–	Sell	-2	Closed	-$7.19K	–	1592
2014 Q2	$7.19K	Buy	+2	New	+$7.19K	﹤0.01%	1921