B. Riley Wealth Advisors’s Pulmatrix PULM Stock Holding History

B. Riley Wealth Advisors’s Portfolio PULM Stock Details PULM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-4	Closed	-$6	–	1641
2014 Q4	$6	Buy	+4	New	+$8.53K	﹤0.01%	3092
2014 Q3	–	Sell	-2	Closed	-$7.19K	–	1591
2014 Q2	$7.19K	Buy	+2	New	+$6.6K	﹤0.01%	1921

Other funds holding PULM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

B. Riley Wealth Advisors's PULM Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Pulmatrix (PULM) in Q1 2015, closing a stake of 4 shares — an estimated $6 sold.

B. Riley Wealth Advisors first reported a position in PULM in Q2 2014 and held it in 2 quarters. The position peaked at $7.19K in Q2 2014. 3 funds tracked by Wall St. Rank hold PULM as of Q1 2015.

B. Riley Wealth Advisors reported no remaining Pulmatrix position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 4 Pulmatrix shares in Q1 2015, an estimated $6.
B. Riley Wealth Advisors first reported a position in Pulmatrix in Q2 2014 and held it in 2 quarters.
B. Riley Wealth Advisors's Pulmatrix position peaked at $7.19K in Q2 2014.
3 funds tracked by Wall St. Rank held Pulmatrix as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.