Pulmatrix
PULM
5 hedge funds and large institutions have $158K invested in Pulmatrix in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 1 increasing their positions, 1 reducing their positions, and 5 closing their positions.
0% more repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 1
38% less funds holding
Funds holding: 8 → 5 (-3)
60% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 5
74% less capital invested
Capital invested by funds: $615K → $158K (-$457K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TDC
Thompson Davis & Co
Richmond,
Virginia
|
+$43.1K |
| 2 |
U
UBS
Zurich,
Switzerland
|
+$5.38K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
+$2.69K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Hudson Bay Capital Management
Stamford,
Connecticut
|
-$258K |
| 2 |
Morgan Stanley
New York
|
-$121K |
| 3 |
VKH
Virtu KCG Holdings
New York
|
-$73K |
| 4 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
-$7.19K |
| 5 |
GSC
Ground Swell Capital
Folly Beach,
South Carolina
|
-$3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Morgan Stanley
New York
| $60K | -$121K | -45 | -64% |
|
|
WA
2
WFG Advisors
Dallas,
Texas
| $48K | – | – | – |
|
|
TDC
3
Thompson Davis & Co
Richmond,
Virginia
| $39K | +$43.1K | +16 | New |
|
|
TRCT
4
Tower Research Capital (TRC)
New York
| $5K | +$2.69K | +1 | +100% |
|
|
U
5
UBS
Zurich,
Switzerland
| $4K | +$5.38K | +2 | New |
|
6
Citigroup
New York
| $1K | -$2.69K | -1 | Closed |
|
7
Bank of America
Charlotte,
North Carolina
| $1K | – | – | – |
|
|
8
Hudson Bay Capital Management
Stamford,
Connecticut
| – | -$258K | -86 | Closed |
|
|
VKH
9
Virtu KCG Holdings
New York
| – | -$73K | -24 | Closed |
|
|
BRWA
10
B. Riley Wealth Advisors
Boca Raton,
Florida
| – | -$7.19K | -2 | Closed |
|
|
GSC
11
Ground Swell Capital
Folly Beach,
South Carolina
| – | -$3K | -1 | Closed |
|
PULM Hedge Fund Activity: Q3 2014 in Review
5 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Pulmatrix (PULM) for Q3 2014, worth a combined $158K — down 74% from $615K a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of PULM and 2 opened new positions — a net loss of 3 holders — while 1 trimmed existing stakes and 1 added.
The largest buyer was Thompson Davis & Co, opening a new position worth an estimated $43.1K. The largest seller was Hudson Bay Capital Management, exiting entirely with an estimated $258K sold.
- 5 institutional investors held Pulmatrix (PULM) as of Q3 2014, down from 8 in Q2 2014.
- Funds reported $158K of Pulmatrix stock for Q3 2014, down 74% quarter-over-quarter.
- 2 funds opened new Pulmatrix positions in Q3 2014 and 5 closed out, a net change of -3 holders.
- The largest Pulmatrix buyer in Q3 2014 was Thompson Davis & Co, an estimated $43.1K added.
- The largest Pulmatrix seller in Q3 2014 was Hudson Bay Capital Management, an estimated $258K sold.
Based on aggregated 13F filings for Q3 2014.