Pulmatrix
PULM
7 hedge funds and large institutions have $2.22M invested in Pulmatrix in 2016 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 3 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 1
0.13% more ownership
Funds ownership: 0% → 0.13% (+0.13%)
30% less funds holding
Funds holding: 10 → 7 (-3)
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
67% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 3
75% less capital invested
Capital invested by funds: $8.92M → $2.22M (-$6.7M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VKH
Virtu KCG Holdings
New York
|
+$16.5K |
| 2 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
+$9.05K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$197 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FAAS
First Allied Advisory Services
San Diego,
California
|
-$90K |
| 2 |
Vanguard Group
Malvern,
Pennsylvania
|
-$12.8K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$6K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
-$1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PVMCV
1
Polaris Venture Management Co V
Boston,
Massachusetts
| $2.13M | – | – | – |
|
|
GT
2
Glenmede Trust
Philadelphia,
Pennsylvania
| $38K | – | – | – |
|
|
BFA
3
BlackRock Fund Advisors
San Francisco,
California
| $34K | +$9.05K | +46 | +19% |
|
|
VKH
4
Virtu KCG Holdings
New York
| $10K | +$16.5K | +84 | New |
|
|
5
Vanguard Group
Malvern,
Pennsylvania
| $8K | -$12.8K | -65 | -47% |
|
|
6
Bank of America
Charlotte,
North Carolina
| $3K | +$197 | +1 | +4% |
|
|
BIM
7
BlackRock Investment Management
Wilmington,
Delaware
| $1K | – | – | – |
|
|
FAAS
8
First Allied Advisory Services
San Diego,
California
| – | -$90K | -273 | Closed |
|
|
9
UBS Group
Zurich,
Switzerland
| – | -$6K | -19 | Closed |
|
|
TRCT
10
Tower Research Capital (TRC)
New York
| – | -$1K | -4 | Closed |
|
PULM Hedge Fund Activity: Q4 2016 in Review
7 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Pulmatrix (PULM) for Q4 2016, worth a combined $2.22M — down 75% from $8.92M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of PULM and 1 opened new positions — a net loss of 2 holders — while 1 trimmed existing stakes and 2 added.
The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $16.5K. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $90K sold.
- 7 institutional investors held Pulmatrix (PULM) as of Q4 2016, down from 10 in Q3 2016.
- Funds reported $2.22M of Pulmatrix stock for Q4 2016, down 75% quarter-over-quarter.
- 1 fund opened new Pulmatrix positions in Q4 2016 and 3 closed out, a net change of -2 holders.
- The largest Pulmatrix buyer in Q4 2016 was Virtu KCG Holdings, an estimated $16.5K added.
- The largest Pulmatrix seller in Q4 2016 was First Allied Advisory Services, an estimated $90K sold.
Based on aggregated 13F filings for Q4 2016.