First Allied Advisory Services’s Pulmatrix PULM Stock Holding History

First Allied Advisory Services’s Portfolio PULM Stock Details PULM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-427	Closed	-$203K	–	1173
2017 Q2	$203K	Sell	427 -29	-6%	-$15.7K	0.01%	1031
2017 Q1	$318K	Buy	+456	New	+$271K	0.02%	759
2016 Q4	–	Sell	-273	Closed	-$90K	–	1152
2016 Q3	$90K	Buy	273 +195	+250%	+$72.9K	﹤0.01%	1010
2016 Q2	$31K	Buy	+78	New	+$40.9K	﹤0.01%	1026

Other funds holding PULM

PVMCV

Polaris Venture Management Co V Boston, Massachusetts $14.1M AUM 121.41% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

TSS

Two Sigma Securities New York $861M AUM 21.33% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

First Allied Advisory Services's PULM Position: Q3 2017 in Review

First Allied Advisory Services sold out of Pulmatrix (PULM) in Q3 2017, closing a stake of 427 shares — an estimated $203K sold.

First Allied Advisory Services first reported a position in PULM in Q2 2016 and held it in 4 quarters. The position peaked at $318K in Q1 2017. 20 funds tracked by Wall St. Rank hold PULM as of Q3 2017.

First Allied Advisory Services reported no remaining Pulmatrix position as of Q3 2017 after selling out during the quarter.
First Allied Advisory Services sold 427 Pulmatrix shares in Q3 2017, an estimated $203K.
First Allied Advisory Services first reported a position in Pulmatrix in Q2 2016 and held it in 4 quarters.
First Allied Advisory Services's Pulmatrix position peaked at $318K in Q1 2017.
20 funds tracked by Wall St. Rank held Pulmatrix as of Q3 2017.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.