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Pulmatrix

27 hedge funds and large institutions have $3.83M invested in Pulmatrix in 2018 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 4 increasing their positions, 1 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 1

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

13% more funds holding

Funds holding: 2427 (+3)

0.08% more ownership

Funds ownership: 0.09%0.17% (+0.08%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

26% less capital invested

Capital invested by funds: $5.17M → $3.83M (-$1.34M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1K

Holders
27
Holders Change
+3
Holders Change %
+12.5%
% of All Funds
0.62%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
4
Reduced
1
Closed
7
Calls
Puts
$1K
Net Calls
-$1K
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PVMCV
1
Polaris Venture Management Co V
Massachusetts
$1.42M
AC
2
Armistice Capital
New York
$835K +$2.35M +8,200 New
SM
3
Sabby Management
Florida
$554K +$1.56M +5,438 New
Parallax Volatility Advisers
4
Parallax Volatility Advisers
California
$458K +$1.29M +4,500 New
Vanguard Group
5
Vanguard Group
Pennsylvania
$198K +$232K +807 +71%
BlackRock
6
BlackRock
New York
$164K -$1.15K -4 -0.2%
BCM
7
Bridgeway Capital Management
Texas
$51K
GT
8
Glenmede Trust
Pennsylvania
$36K
Citadel Advisors
9
Citadel Advisors
Florida
$33K +$92.4K +322 New
Geode Capital Management
10
Geode Capital Management
Massachusetts
$20K
Bank of New York Mellon
11
Bank of New York Mellon
New York
$12K +$4.88K +17 +17%
Northern Trust
12
Northern Trust
Illinois
$9K +$10K +35 +67%
Millennium Management
13
Millennium Management
New York
$8K +$22.7K +79 New
State Street
14
State Street
Massachusetts
$7K
Barclays
15
Barclays
United Kingdom
$7K +$20.7K +72 New
Bank of America
16
Bank of America
North Carolina
$4K
IWM
17
IHT Wealth Management
Illinois
$3K
UBS Group
18
UBS Group
Switzerland
$3K +$2.29K +8 +47%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$3K +$7.46K +26 New
AG
20
Advisor Group
Arizona
$1K
FANJ
21
Financial Architects (New Jersey)
New Jersey
$1K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$1K
OAM
23
Oxford Asset Management
United Kingdom
-$37K -128 Closed
TSS
24
Two Sigma Securities
New York
-$35K -125 Closed
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
-$16K -57 Closed

PULM Hedge Fund Activity: Q1 2018 in Review

27 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Pulmatrix (PULM) for Q1 2018, worth a combined $3.83M — down 26% from $5.17M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PULM positions and 7 closed out — a net gain of 3 holders — while 4 added to existing stakes and 1 trimmed.

The largest buyer was Armistice Capital, opening a new position worth an estimated $2.35M. The largest seller was Oxford Asset Management, exiting entirely with an estimated $37K sold.

  • 27 institutional investors held Pulmatrix (PULM) as of Q1 2018, up from 24 in Q4 2017.
  • Funds reported $3.83M of Pulmatrix stock for Q1 2018, down 26% quarter-over-quarter.
  • 10 funds opened new Pulmatrix positions in Q1 2018 and 7 closed out, a net change of +3 holders.
  • The largest Pulmatrix buyer in Q1 2018 was Armistice Capital, an estimated $2.35M added.
  • The largest Pulmatrix seller in Q1 2018 was Oxford Asset Management, an estimated $37K sold.

Based on aggregated 13F filings for Q1 2018.