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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
176
Consolidated Edison
ED
$41.4B
$699K 0.14%
9,482
-1,720
-15% -$124K
AEP icon
177
American Electric Power
AEP
$70.4B
$690K 0.14%
10,923
-2,385
-18% -$147K
FPE icon
178
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$689K 0.14%
36,254
+11,309
+45% +$217K
KEY icon
179
KeyCorp
KEY
$23.8B
$687K 0.14%
37,522
+3,174
+9% +$50K
ORCL icon
180
Oracle
ORCL
$339B
$687K 0.14%
17,830
-7,079
-28% -$277K
SLB icon
181
SLB Ltd
SLB
$72.7B
$687K 0.14%
8,156
+70
+0.9% +$5.74K
PNQI icon
182
Invesco NASDAQ Internet ETF
PNQI
$527M
$683K 0.14%
41,275
-8,730
-17% -$149K
PRU icon
183
Prudential Financial
PRU
$42.6B
$665K 0.14%
6,383
-388
-6% -$36.8K
BKLN icon
184
Invesco Senior Loan ETF
BKLN
$6.96B
$662K 0.13%
28,286
-18,699
-40% -$434K
ITA icon
185
iShares US Aerospace & Defense ETF
ITA
$14B
$662K 0.13%
+9,424
New +$642K
MRCC
186
DELISTED
Monroe Capital Corp
MRCC
$656K 0.13%
42,625
+5,866
+16% +$88.5K
MDT icon
187
Medtronic
MDT
$112B
$655K 0.13%
9,158
-741
-7% -$58.2K
VO icon
188
Vanguard Mid-Cap ETF
VO
$106B
$655K 0.13%
19,896
-5,036
-20% -$163K
MFC icon
189
Manulife Financial
MFC
$73B
$654K 0.13%
36,686
+310
+0.9% +$5.05K
SIZE icon
190
iShares MSCI USA Size Factor ETF
SIZE
$430M
$653K 0.13%
9,079
+98
+1% +$6.87K
JNK icon
191
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$647K 0.13%
5,895
+975
+20% +$106K
WMT icon
192
Walmart Inc
WMT
$909B
$639K 0.13%
27,657
-5,481
-17% -$128K
VEU icon
193
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$634K 0.13%
14,341
+2,446
+21% +$108K
RTN
194
DELISTED
Raytheon Company
RTN
$631K 0.13%
4,437
+178
+4% +$25.3K
GLW icon
195
Corning
GLW
$107B
$630K 0.13%
25,871
-941
-4% -$22.4K
XLP icon
196
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$629K 0.13%
12,136
-2,747
-18% -$142K
VDE icon
197
Vanguard Energy ETF
VDE
$9.9B
$628K 0.13%
6,000
-2,417
-29% -$242K
SLY
198
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$628K 0.13%
10,384
-2,350
-18% -$136K
TFC icon
199
Truist Financial
TFC
$63.9B
$623K 0.13%
13,243
+3,909
+42% +$166K
GD icon
200
General Dynamics
GD
$103B
$618K 0.13%
3,577
-713
-17% -$117K
6 7
8
9 10

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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.