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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
151
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$489K 0.16%
11,384
+2,759
+32% +$116K
SCHB icon
152
Schwab US Broad Market ETF
SCHB
$42.7B
$484K 0.15%
64,494
-7,956
-11% -$57.2K
IXJ icon
153
iShares Global Healthcare ETF
IXJ
$4.18B
$480K 0.15%
11,140
+6,400
+135% +$266K
LINE
154
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$470K 0.15%
15,257
+5,163
+51% +$150K
GLW icon
155
Corning
GLW
$100B
$467K 0.15%
26,213
+2,698
+11% +$44.4K
HON icon
156
Honeywell
HON
$78.1B
$467K 0.15%
5,684
+168
+3% +$13.1K
EPB
157
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$466K 0.15%
12,955
-404
-3% -$15.9K
EEM icon
158
iShares MSCI Emerging Markets ETF
EEM
$27.9B
$459K 0.15%
10,975
-24,829
-69% -$1.04M
INCY icon
159
Incyte
INCY
$25.3B
$456K 0.15%
9,000
-1,726
-16% -$75.1K
OXLC
160
Oxford Lane Capital
OXLC
$842M
$456K 0.15%
5,258
-4,877
-48% -$394K
WOLF icon
161
Wolfspeed
WOLF
$1.1B
$453K 0.14%
7,247
-2,024
-22% -$125K
MDY icon
162
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$450K 0.14%
1,842
-157
-8% -$36.9K
TWO
163
Two Harbors Investment
TWO
$1.27B
$445K 0.14%
5,996
-3,549
-37% -$266K
AGG icon
164
iShares Core US Aggregate Bond ETF
AGG
$138B
$442K 0.14%
4,157
-1,961
-32% -$210K
IJJ icon
165
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.91B
$440K 0.14%
7,576
+3,656
+93% +$206K
JNK icon
166
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$440K 0.14%
3,614
+2
+0.1% +$243
EMR icon
167
Emerson Electric
EMR
$84.2B
$438K 0.14%
6,238
+650
+12% +$43.4K
MDLZ icon
168
Mondelez International
MDLZ
$81B
$436K 0.14%
12,338
-333
-3% -$11.1K
QCOM icon
169
Qualcomm
QCOM
$176B
$417K 0.13%
5,614
+1,313
+31% +$92.6K
BTU
170
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$415K 0.13%
1,416
-581
-29% -$164K
SPLV icon
171
Invesco S&P 500 Low Volatility ETF
SPLV
$7.34B
$409K 0.13%
12,337
-8,081
-40% -$262K
TBT icon
172
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$292M
$409K 0.13%
5,166
-45
-0.9% -$3.44K
RSPU icon
173
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$408K 0.13%
12,886
+1,020
+9% +$32.4K
AMLP icon
174
Alerian MLP ETF
AMLP
$12.9B
$407K 0.13%
4,579
-601
-12% -$52.7K
ASMB icon
175
Assembly Biosciences
ASMB
$507M
$407K 0.13%
1,777
+1,160
+188% +$211K
5 6
7
8 9

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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.