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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCR icon
1626
Vanguard Consumer Discretionary ETF
VCR
$6.29B
– –
-805
Closed -$228K
VERI icon
1627
Veritone
VERI
$105M
– –
-10,000
Closed -$39.2K
VNQI icon
1628
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
– –
-5,086
Closed -$204K
VPL icon
1629
Vanguard FTSE Pacific ETF
VPL
$8.04B
– –
-4,278
Closed -$298K
VSAT icon
1630
Viasat
VSAT
$10.6B
– –
-18,799
Closed -$776K
WCC
1631
WESCO International
WCC
$16.9B
– –
-1,328
Closed -$238K
WTI icon
1632
W&T Offshore
WTI
$500M
– –
-16,602
Closed -$64.3K
XSW icon
1633
State Street SPDR S&P Software & Services ETF
XSW
$466M
– –
-1,545
Closed -$206K
XXII
1634
22nd Century Group
XXII
$1.4M
– –
0
– -$12K
CPAY icon
1635
Corpay
CPAY
$25.4B
– –
-2,062
Closed -$518K
EXE
1636
Expand Energy Corp
EXE
$21.9B
– –
-3,146
Closed -$263K
SHYM
1637
iShares Short Duration High Yield Muni Active ETF
SHYM
$799M
– –
-20,577
Closed -$448K
FAM
1638
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-22,315
Closed -$139K
AFT
1639
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-107,682
Closed -$1.39M
FSD
1640
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-15,693
Closed -$180K
ASTR
1641
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
– –
-1,527
Closed -$8.44K
AQNU
1642
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
– –
-32,786
Closed -$967K
SWAV
1643
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-7,218
Closed -$2.06M
NS
1644
DELISTED
NuStar Energy L.P.
NS
– –
-13,943
Closed -$239K
VMW
1645
DELISTED
VMware, Inc
VMW
– –
-5,051
Closed -$726K
MMP
1646
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-91,962
Closed -$5.73M
PRTK
1647
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-30,000
Closed -$66.3K
RTL
1648
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-76,182
Closed -$515K
BKI
1649
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-3,427
Closed -$205K
HYLD
1650
DELISTED
High Yield ETF
HYLD
– –
-19,990
Closed -$510K
63 64 65
66
67

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.