B. Riley Wealth Advisors’s Shockwave Medical, Inc. Common Stock SWAV Stock Holding History

B. Riley Wealth Advisors’s Portfolio SWAV Stock Details SWAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-7,218	Closed	-$2.06M	–	1649
2023 Q2	$2.06M	Buy	+7,218	New	+$2M	0.05%	365
2023 Q1	–	Sell	-1,649	Closed	-$339K	–	1627
2022 Q4	$339K	Buy	+1,649	New	+$417K	0.01%	977
2022 Q2	–	Sell	-981	Closed	-$204K	–	1412
2022 Q1	$204K	Buy	+981	New	+$162K	0.01%	1208
2021 Q4	–	Sell	-1,000	Closed	-$206K	–	1510
2021 Q3	$206K	Buy	+1,000	New	+$196K	0.01%	1237

Other funds holding SWAV

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

B. Riley Wealth Advisors's SWAV Position: Q3 2023 in Review

B. Riley Wealth Advisors sold out of Shockwave Medical, Inc. Common Stock (SWAV) in Q3 2023, closing a stake of 7,218 shares — an estimated $2.06M sold.

B. Riley Wealth Advisors first reported a position in SWAV in Q3 2021 and held it in 4 quarters. The position peaked at $2.06M in Q2 2023. 412 funds tracked by Wall St. Rank hold SWAV as of Q3 2023.

B. Riley Wealth Advisors reported no remaining Shockwave Medical, Inc. Common Stock position as of Q3 2023 after selling out during the quarter.
B. Riley Wealth Advisors sold 7,218 Shockwave Medical, Inc. Common Stock shares in Q3 2023, an estimated $2.06M.
B. Riley Wealth Advisors first reported a position in Shockwave Medical, Inc. Common Stock in Q3 2021 and held it in 4 quarters.
B. Riley Wealth Advisors's Shockwave Medical, Inc. Common Stock position peaked at $2.06M in Q2 2023.
412 funds tracked by Wall St. Rank held Shockwave Medical, Inc. Common Stock as of Q3 2023.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.