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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLX icon
1526
VanEck Steel ETF
SLX
$170M
– –
-500
Closed -$23.9K
SMFG icon
1527
Sumitomo Mitsui Financial
SMFG
$169B
– –
-1,084
Closed -$9.18K
SMMU icon
1528
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.18B
– –
-1,055
Closed -$53.2K
SMN icon
1529
ProShares UltraShort Materials
SMN
$4.14M
– –
-88
Closed -$39.9K
SNN icon
1530
Smith & Nephew
SNN
$11.6B
– –
-550
Closed -$19.7K
SNPS icon
1531
Synopsys
SNPS
$73.2B
– –
-9
Closed -$334
SOCL icon
1532
Global X Social Media ETF
SOCL
$89.6M
– –
-230
Closed -$4.5K
SON icon
1533
Sonoco
SON
$4.84B
– –
-243
Closed -$10.7K
SONY icon
1534
Sony
SONY
$140B
– –
-3,010
Closed -$10.1K
SOXX icon
1535
iShares Semiconductor ETF
SOXX
$44.3B
– –
-96
Closed -$2.77K
SPAB icon
1536
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.99B
– –
-1,300
Closed -$37.7K
SPEU icon
1537
State Street SPDR Portfolio Europe ETF
SPEU
$722M
– –
-25
Closed -$984
SPG icon
1538
Simon Property Group
SPG
$66.1B
– –
-772
Closed -$128K
SPH icon
1539
Suburban Propane Partners
SPH
$1.13B
– –
-175
Closed -$8.05K
SPHB icon
1540
Invesco S&P 500 High Beta ETF
SPHB
$892M
– –
-269
Closed -$8.95K
SPIP icon
1541
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
– –
-500
Closed -$14.3K
SPYM
1542
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
– –
-800
Closed -$18.5K
SPMD icon
1543
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
– –
-1,695
Closed -$49K
SPTN
1544
DELISTED
SpartanNash
SPTN
– –
-400
Closed -$8.4K
SPYG icon
1545
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.2B
– –
-1,200
Closed -$27.3K
SQM icon
1546
Sociedad Química y Minera de Chile
SQM
$20.3B
– –
-550
Closed -$15.7K
SR icon
1547
Spire
SR
$4.71B
– –
-357
Closed -$17.3K
SRDX
1548
DELISTED
Surmodics
SRDX
– –
-38
Closed -$814
SRS icon
1549
ProShares UltraShort Real Estate
SRS
$15.3M
– –
-27
Closed -$13.3K
SSL icon
1550
Sasol
SSL
$9.02B
– –
-602
Closed -$35.6K
60 61
62
63 64

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.