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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYM
1501
DELISTED
BlackRock Municipal Income Quality Trust
BYM
– –
-10,133
Closed -$114K
CACI icon
1502
CACI
CACI
$11B
– –
-636
Closed -$217K
CATY icon
1503
Cathay General Bancorp
CATY
$4.22B
– –
-13,230
Closed -$426K
CBU icon
1504
Community Bank
CBU
$3.41B
– –
-7,109
Closed -$334K
CC icon
1505
Chemours
CC
$2.5B
– –
-20,972
Closed -$774K
CCEP icon
1506
Coca-Cola Europacific Partners
CCEP
$48.3B
– –
-4,697
Closed -$303K
CCK icon
1507
Crown Holdings
CCK
$12.8B
– –
-5,280
Closed -$459K
CELUW
1508
DELISTED
Celularity Inc
CELUW
– –
-12,200
Closed -$699
CERS icon
1509
Cerus
CERS
$433M
– –
-14,250
Closed -$35.1K
CF icon
1510
CF Industries
CF
$19.2B
– –
-5,209
Closed -$362K
CFG icon
1511
Citizens Financial Group
CFG
$30.3B
– –
-42,739
Closed -$1.11M
CGBD icon
1512
Carlyle Secured Lending
CGBD
$694M
– –
-13,446
Closed -$197K
CHCO icon
1513
City Holding Co
CHCO
$2.05B
– –
-5,977
Closed -$538K
CHD icon
1514
Church & Dwight Co
CHD
$23.4B
– –
-3,882
Closed -$389K
CHGG icon
1515
Chegg
CHGG
$110M
– –
-20,140
Closed -$179K
CHH icon
1516
Choice Hotels
CHH
$5.07B
– –
-1,878
Closed -$221K
CHI
1517
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
– –
-50,892
Closed -$570K
CIO
1518
DELISTED
City Office REIT
CIO
– –
-118,825
Closed -$662K
CIVB icon
1519
Civista Bancshares
CIVB
$604M
– –
-23,405
Closed -$407K
CLSD
1520
DELISTED
Clearside Biomedical
CLSD
– –
-2,067
Closed -$34.7K
CM icon
1521
Canadian Imperial Bank of Commerce
CM
$108B
– –
-9,593
Closed -$412K
CMA
1522
DELISTED
Comerica
CMA
– –
-19,023
Closed -$807K
COHU icon
1523
Cohu
COHU
$2.26B
– –
-10,641
Closed -$442K
COTY icon
1524
Coty
COTY
$2.42B
– –
-16,146
Closed -$198K
CPA icon
1525
Copa Holdings
CPA
$5.76B
– –
-5,682
Closed -$628K
59 60
61
62 63

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P3I
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EPW
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BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.