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B. Riley Wealth Advisors’s Cathay General Bancorp CATY Stock Holding History

B. Riley Wealth Advisors’s Portfolio CATY Stock Details CATY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-13,230
Closed -$426K – 1509
2023
Q2 		$426K Buy
+13,230
New +$420K 0.01% 940
2015
Q1 		– Sell
-360
Closed -$9 – 770
2014
Q4 		$9 Buy
+360
New +$9.13K ﹤0.01% 2915
2014
Q3 		– Sell
-360
Closed -$9.2K – 826
2014
Q2 		$9.2K Buy
+360
New +$8.86K ﹤0.01% 1821

Other funds holding CATY

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

B. Riley Wealth Advisors's CATY Position: Q3 2023 in Review

B. Riley Wealth Advisors sold out of Cathay General Bancorp (CATY) in Q3 2023, closing a stake of 13,230 shares — an estimated $426K sold.

B. Riley Wealth Advisors first reported a position in CATY in Q2 2014 and held it in 3 quarters. The position peaked at $426K in Q2 2023. 217 funds tracked by Wall St. Rank hold CATY as of Q3 2023.

  • B. Riley Wealth Advisors reported no remaining Cathay General Bancorp position as of Q3 2023 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 13,230 Cathay General Bancorp shares in Q3 2023, an estimated $426K.
  • B. Riley Wealth Advisors first reported a position in Cathay General Bancorp in Q2 2014 and held it in 3 quarters.
  • B. Riley Wealth Advisors's Cathay General Bancorp position peaked at $426K in Q2 2023.
  • 217 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q3 2023.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.