We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.81%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.57B
AUM Growth
+$258M
Cap. Flow
+$63.2M
Cap. Flow %
1.77%
Top 10 Hldgs %
16.54%
Holding
1,636
New
187
Increased
630
Reduced
623
Closed
143

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.77M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.77M
3
MBB icon
iShares MBS ETF
MBB
+$6.26M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.58M
5
IYW icon
iShares US Technology ETF
IYW
+$4.32M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.29M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$9.04M
3
MSFT icon
Microsoft
MSFT
+$6.62M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.42M

Sector Composition

Rank Sector Weight
1 Technology 11.45%
2 Healthcare 7.79%
3 Financials 5.38%
4 Consumer Discretionary 5.12%
5 Industrials 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COCP icon
1501
Cocrystal Pharma
COCP
$11.3M
– –
-1,061
Closed -$4K
DLPN icon
1502
Dolphin Entertainment
DLPN
$13.3M
– –
-5,625
Closed -$30K
DMAY icon
1503
FT Vest US Equity Deep Buffer ETF May
DMAY
$375M
– –
-13,261
Closed -$400K
DOCN icon
1504
DigitalOcean
DOCN
$13.7B
– –
-8,224
Closed -$298K
DQ
1505
Daqo New Energy
DQ
$823M
– –
-16,270
Closed -$864K
EC icon
1506
Ecopetrol
EC
$34.5B
– –
-40,820
Closed -$365K
EDIT icon
1507
Editas Medicine
EDIT
$396M
– –
-10,760
Closed -$132K
ENVX icon
1508
Enovix
ENVX
$892M
– –
-37,927
Closed -$609K
EPAM icon
1509
EPAM Systems
EPAM
$5.51B
– –
-577
Closed -$210K
EPV icon
1510
ProShares UltraShort FTSE Europe
EPV
$11.1M
– –
-16,820
Closed -$1.66M
EQX icon
1511
Equinox Gold
EQX
$7.06B
– –
-32,855
Closed -$121K
ESGV icon
1512
Vanguard ESG US Stock ETF
ESGV
$13.1B
– –
-3,582
Closed -$226K
EUO icon
1513
ProShares UltraShort Euro
EUO
$34.7M
– –
-76,378
Closed -$2.67M
EXR icon
1514
Extra Space Storage
EXR
$31.3B
– –
-1,823
Closed -$315K
FAUG icon
1515
FT Vest US Equity Buffer ETF August
FAUG
$1.19B
– –
-58,989
Closed -$1.94M
FCN icon
1516
FTI Consulting
FCN
$4.4B
– –
-1,916
Closed -$318K
FDRR icon
1517
Fidelity Dividend ETF for Rising Rates
FDRR
$739M
– –
-9,030
Closed -$321K
FFEB icon
1518
FT Vest US Equity Buffer ETF February
FFEB
$1.38B
– –
-9,918
Closed -$332K
FJUL icon
1519
FT Vest US Equity Buffer ETF July
FJUL
$1.21B
– –
-15,739
Closed -$511K
FJUN icon
1520
FT Vest US Equity Buffer ETF June
FJUN
$1.36B
– –
-23,154
Closed -$788K
FNOV icon
1521
FT Vest US Equity Buffer ETF November
FNOV
$1.21B
– –
-34,105
Closed -$1.12M
FTHY
1522
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$501M
– –
-20,634
Closed -$278K
FTK icon
1523
Flotek Industries
FTK
$852M
– –
-5,250
Closed -$32K
FTXH icon
1524
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$56.4M
– –
-19,697
Closed -$474K
GDXU icon
1525
MicroSectors Gold Miners 3x Leveraged ETN
GDXU
$638M
– –
-12,120
Closed -$357K
59 60
61
62 63

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, B. Riley Wealth Advisors held 1,636 positions worth $3.57B, up 7.8% from $3.31B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2022 filing shows 187 new, 630 increased, 623 reduced and 143 closed positions. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M. The largest sale was Apple, an estimated $9.29M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

  • B. Riley Wealth Advisors's largest Q4 2022 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M.
  • B. Riley Wealth Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $7.77M increase.
  • B. Riley Wealth Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.29M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2022, selling an estimated $3.04M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.57B portfolio in Q4 2022.
  • B. Riley Wealth Advisors opened 187 new positions and closed 143 in Q4 2022.
  • B. Riley Wealth Advisors's portfolio value rose 7.8% quarter-over-quarter to $3.57B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2022, filed 21 Feb 2023.