B. Riley Wealth Advisors’s FT Vest US Equity Buffer ETF November FNOV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-34,105	Closed	-$1.12M	–	1528
2022 Q3	$1.12M	Buy	34,105 +23,488	+221%	+$774K	0.03%	473
2022 Q2	$362K	Buy	+10,617	New	+$362K	0.02%	794
2022 Q1	–	Sell	-6,143	Closed	-$240K	–	1428
2021 Q4	$240K	Buy	+6,143	New	+$240K	0.01%	1183