B. Riley Wealth Advisors’s FT Vest US Equity Buffer ETF November FNOV Stock Holding History

B. Riley Wealth Advisors’s Portfolio FNOV Stock Details FNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-4,525	Closed	-$248K	–	979
2025 Q4	$248K	Buy	+4,525	New	+$244K	0.01%	780
2022 Q4	–	Sell	-34,105	Closed	-$1.12M	–	1528
2022 Q3	$1.12M	Buy	34,105 +23,488	+221%	+$833K	0.03%	473
2022 Q2	$362K	Buy	+10,617	New	+$378K	0.02%	794
2022 Q1	–	Sell	-6,143	Closed	-$240K	–	1428
2021 Q4	$240K	Buy	+6,143	New	+$236K	0.01%	1183

Other funds holding FNOV

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

B. Riley Wealth Advisors's FNOV Position: Q1 2026 in Review

B. Riley Wealth Advisors sold out of FT Vest US Equity Buffer ETF November (FNOV) in Q1 2026, closing a stake of 4,525 shares — an estimated $248K sold.

B. Riley Wealth Advisors first reported a position in FNOV in Q4 2021 and held it in 4 quarters. The position peaked at $1.12M in Q3 2022. 159 funds tracked by Wall St. Rank hold FNOV as of Q1 2026.

B. Riley Wealth Advisors reported no remaining FT Vest US Equity Buffer ETF November position as of Q1 2026 after selling out during the quarter.
B. Riley Wealth Advisors sold 4,525 FT Vest US Equity Buffer ETF November shares in Q1 2026, an estimated $248K.
B. Riley Wealth Advisors first reported a position in FT Vest US Equity Buffer ETF November in Q4 2021 and held it in 4 quarters.
B. Riley Wealth Advisors's FT Vest US Equity Buffer ETF November position peaked at $1.12M in Q3 2022.
159 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF November as of Q1 2026.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2026, filed 27 Apr 2026.